Turning Point Brands |
05/10/2016 |
$10.00 |
TPB |
90041L105 |
IPO |
Cowen and Company, FBR |
Intellia Therapeutics |
05/05/2016 |
$18.00 |
NTLA |
45826J105 |
IPO |
Credit Suisse, Jefferies, Leerink Partners |
Synergy Resources Corporation |
05/04/2016 |
$5.80 |
SYRG |
87164P103 |
ADD-ON |
Credit Suisse |
Red Rock Resorts |
04/26/2016 |
$19.50 |
RRR |
75700L108 |
IPO |
Deutsche Bank, JP Morgan, BofA Merrill Lynch, Goldman Sachs |
SecureWorks |
04/21/2016 |
$14.00 |
SCWX |
81374A105 |
IPO |
BofA Merrill Lynch, Morgan Stanley, Goldman Sachs, JP Morgan |
American Renal Associates Holdings |
04/20/2016 |
$22.00 |
ARA |
029227105 |
IPO |
BofA Merrill Lynch, Barclays, Goldman Sachs, Wells Fargo, SunTrust Robinson Humphrey |
Bats Global Markets |
04/14/2016 |
$19.00 |
BATS |
05491G109 |
IPO |
Morgan Stanley, Citigroup |
Sportsman's Warehouse Holdings |
04/12/2016 |
$11.25 |
SPWH |
84920Y106 |
ADD-ON |
Credit Suisse, Goldman Sachs |
Mercury Systems |
04/07/2016 |
$19.00 |
MRCY |
589378108 |
ADD-ON |
Citigroup, BofA Merrill Lynch, KeyBanc Capital Markets |
Community Healthcare Trust |
04/06/2016 |
$17.75 |
CHCT |
20369C106 |
ADD-ON |
Sandler O'Neill + Partners, Evercore, SunTrust Robinson Humphrey, BB&T Capital Markets, Janney Montgomery Scott, Oppenheimer & Co |
Gaming and Leisure Properties |
03/31/2016 |
$30.00 |
GLPI |
36467J108 |
ADD-ON |
BofA Merrill Lynch, JP Morgan, Wells Fargo |
City Office |
03/30/2016 |
$11.40 |
CIO |
178587101 |
ADD-ON |
Deutsche Bank |
Corvus Pharmaceuticals |
03/22/2016 |
$15.00 |
CRVS |
221015100 |
IPO |
Credit Suisse, Cowen & Company, Guggenheim Securities |
Senseonics Holdings |
03/17/2016 |
$2.85 |
SENS |
81727U105 |
IPO |
Leerink Partners, Canaccord Genuity |
Baxalta |
03/16/2016 |
$37.75 |
BXLT |
07177M103 |
ADD-ON |
JP Morgan, BofA Merrill Lynch, Credit Suisse, UBS |
TransUnion |
03/08/2016 |
$25.00 |
TRU |
89400J107 |
ADD-ON |
Goldman Sachs, JP Morgan, BofA Merrill Lynch, Deutsche Bank |
Duke Energy |
03/01/2016 |
$72.00 |
DUK |
26441C204 |
ADD-ON |
Barclays, BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo |
Ollie's Bargain Outlet Holdings |
02/18/2016 |
$19.75 |
OLLI |
681116109 |
ADD-ON |
JP Morgan, Jefferies, BofA Merrill Lynch |
Hortonworks |
02/01/2016 |
$9.50 |
HDP |
440894103 |
ADD-ON |
Goldman Sachs, Credit Suisse, RBC Capital Markets |
TreeHouse Foods |
01/20/2016 |
$65.00 |
THS |
89469A104 |
ADD-ON |
BofA Merrill Lynch, JP Morgan, Wells Fargo, BMO Capital Markets, SunTrust Robinson Humphrey |
Adamas Pharmaceuticals |
01/06/2016 |
$23.00 |
ADMS |
00548A106 |
ADD-ON |
Cowen and Company, Piper Jaffray |
Yirendai |
12/17/2015 |
$10.00 |
YRD |
98585L100 |
IPO |
Morgan Stanley, Credit Suisse, China Renaissance |
The New Home Company |
12/03/2015 |
$12.50 |
NWHM |
645370107 |
ADD-ON |
Citigroup, JP Morgan, Credit Suisse |
Teva Pharmaceutical Industries |
12/02/2015 |
$62.50 |
TEVA |
881624209 |
ADD-ON |
Barclays, BofA Merrill Lynch, Citigroup, Morgan Stanley |
Amsurg |
12/01/2015 |
$80.00 |
AMSG |
03232P405 |
ADD-ON |
Suntrust Robinson Humphrey, JP Morgan |
Axsome Therapeutics |
11/19/2015 |
$9.00 |
AXSM |
05464T104 |
IPO |
Ladenburg Thalmann |
Opus Bank |
11/17/2015 |
$36.50 |
OPB |
684000102 |
ADD-ON |
Sandler O’Neill + Partners, Keefe, Bruyette & Woods, JP Morgan, Credit Suisse |
Black Hills |
11/17/2015 |
$40.25 |
BKH |
092113109 |
ADD-ON |
Credit Suisse, BofA Merrill Lynch, RBC Capital Markets, Wells Fargo |
Mesoblast |
11/12/2015 |
$8.00 |
MESO |
590717104 |
IPO |
JP Morgan, Credit Suisse |
Xtera Communications |
11/11/2015 |
$5.00 |
XCOM |
98415E300 |
IPO |
Needham & Company, Cowen and Company, BMO Capital Markets |
Voyager Therapeutics |
11/10/2015 |
$14.00 |
VYGR |
92915B106 |
IPO |
Cowen and Company, Piper Jaffray |
WaVe Life Sciences |
11/10/2015 |
$16.00 |
WVE |
Y95308105 |
IPO |
Jefferies, Leerink Partners |
LendingTree |
11/05/2015 |
$115.00 |
TREE |
52603B107 |
ADD-ON |
BofA Merrill Lynch, RBC Capital Markets, SunTrust Robinson Humphrey |
Evercore Partners |
11/04/2015 |
$55.00 |
EVR |
29977A105 |
ADD-ON |
Mizuho Securities, Evercore ISI |
Kura Oncology |
11/04/2015 |
$8.00 |
KURA |
50127T109 |
IPO |
Citigroup, Leerink Partners |
Revance Therapeutics |
11/03/2015 |
$36.00 |
RVNC |
761330109 |
ADD-ON |
Cowen and Company, Piper Jaffray, Guggenheim Securities |
New York Community Bancorp |
10/29/2015 |
$16.00 |
NYCB |
649445103 |
ADD-ON |
Goldman Sachs, BofA Merrill Lynch, Credit Suisse |
MyoKardia |
10/28/2015 |
$10.00 |
MYOK |
62857M105 |
IPO |
Credit Suisse, Cowen & Company |
Del Taco Restaurants |
10/26/2015 |
$12.00 |
TACO |
245496104 |
ADD-ON |
Citigroup, Piper Jaffray |
Adesto Technologies Corporation |
10/26/2015 |
$5.00 |
IOTS |
00687D101 |
IPO |
Needham & Company, Oppenheimer & Co |
Multi Packaging Solutions International |
10/21/2015 |
$13.00 |
MPSX |
G6331W109 |
IPO |
BofA Merrill Lynch, Barclays, Citigroup |
Jarden |
10/15/2015 |
$49.00 |
JAH |
471109108 |
ADD-ON |
Barclays, Credit Suisse, UBS |
First Data |
10/14/2015 |
$16.00 |
FDC |
32008D106 |
IPO |
Citigroup, Morgan Stanley, BofA Merrill Lynch, KKR |
CPI Card Group |
10/08/2015 |
$10.00 |
PMTS |
12634H101 |
IPO |
BMO Capital Markets, Goldman Sachs, CIBC |
PBF Energy |
10/06/2015 |
$31.00 |
PBF |
69318G106 |
ADD-ON |
Morgan Stanley, Credit Suisse |
Surgery Partners |
09/30/2015 |
$19.00 |
SGRY |
86881A100 |
IPO |
BofA Merrill Lynch, Goldman Sachs, Jefferies |
Performance Food Group |
09/30/2015 |
$19.00 |
PFGC |
71377A103 |
IPO |
Credit Suisse, Barclays, Wells Fargo Securities, Morgan Stanley |
Edge Therapeutics |
09/30/2015 |
$11.00 |
EDGE |
279870109 |
IPO |
Leerink Partners, Credit Suisse |
2U |
09/24/2015 |
$34.00 |
TWOU |
90214J101 |
ADD-ON |
Goldman Sachs, Credit Suisse |
Concordia Healthcare |
09/24/2015 |
$65.00 |
CXRX |
206519100 |
ADD-ON |
Goldman Sachs, RBC Capital Markets, Credit Suisse, Jefferies |
Sportsman's Warehouse Holdings |
09/24/2015 |
$12.25 |
SPWH |
84920Y106 |
ADD-ON |
Credit Suisse, Goldman Sachs |
Nabriva Therapeutics |
09/17/2015 |
$10.25 |
NBRV |
62957M104 |
IPO |
Leerink Partners, RBC Capital Markets, Needham & Company, Wedbush PacGrow |
NextEra Energy |
09/10/2015 |
$26.00 |
NEP |
65341B106 |
ADD-ON |
Wells Fargo Securities, Barclays, BofA Merrill Lynch, Credit Suisse, Goldman Sachs, Morgan Stanley |
Post Holdings |
08/12/2015 |
$60.00 |
POST |
737446104 |
ADD-ON |
Credit Suisse, Barclays, Nomura |
Axalta Coating Systems |
08/11/2015 |
$29.75 |
AXTA |
G0750C108 |
ADD-ON |
Citigroup, Goldman Sachs, Deutsche Bank, JP Morgan |
Aimmune Therapeutics |
08/05/2015 |
$16.00 |
AIMT |
00900T107 |
IPO |
BofA Merrill Lynch, Credit Suisse, Piper Jaffray |
Planet Fitness |
08/05/2015 |
$16.00 |
PLNT |
72703H101 |
IPO |
JP Morgan, BofA Merrill Lynch, Jefferies, Credit Suisse |
Amplify Snack Brands |
08/04/2015 |
$18.00 |
BETR |
03211L102 |
IPO |
Goldman Sachs, Jefferies, Credit Suisse, SunTrust Robinson Humphrey |
Sunrun |
08/04/2015 |
$14.00 |
RUN |
86771W105 |
IPO |
Credit Suisse, Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, RBC Capital Markets |
Citizens Financial Group |
07/28/2015 |
$26.00 |
CFG |
174610105 |
ADD-ON |
Morgan Stanley, Goldman Sachs, JP Morgan, Citigroup, BofA Merrill Lynch, Credit Suisse, Deutsche Bank, RBS, UBS, Wells Fargo Securities |
Builders FirstSource |
07/28/2015 |
$12.80 |
BLDR |
12008R107 |
ADD-ON |
Credit Suisse, Deutsche Bank, Citigroup |
Exelixis |
07/23/2015 |
$5.40 |
EXEL |
30161Q104 |
ADD-ON |
Cowen and Company, William Blair, Stifel |
Genesis Energy |
07/16/2015 |
$43.77 |
GEL |
371927104 |
ADD-ON |
Wells Fargo Securities, BofA Merrill Lynch, Citigroup |
WPX Energy |
07/16/2015 |
$10.10 |
WPX |
98212B103 |
ADD-ON |
Barclays, Tudor, Pickering, Holt & Co |
Ooma |
07/16/2015 |
$13.00 |
OOMA |
683416101 |
IPO |
Credit Suisse, BofA Merrill Lynch, JMP Securities |
Jarden |
07/16/2015 |
$54.50 |
JAH |
471109108 |
ADD-ON |
Barclays, Credit Suisse, UBS |
Jupai Holdings |
07/15/2015 |
$10.00 |
JP |
48205B107 |
ADD-ON |
Credit Suisse, China Renaissance |
Sunoco |
07/15/2015 |
$40.10 |
SUN |
86765K109 |
ADD-ON |
Morgan Stanley, BofA Merrill Lynch, UBS, Wells Fargo Securities |
Ollie's Bargain Outlet Holdings |
07/15/2015 |
$16.00 |
OLLI |
681116109 |
IPO |
JP Morgan, Jefferies, BofA Merrill Lynch, Credit Suisse, Piper Jaffray, KeyBanc Capital Markets, RBC Capital Markets |
Digital Realty Trust |
07/14/2015 |
$68.00 |
DLR |
253868103 |
ADD-ON |
BofA Merrill Lynch, Morgan Stanley, Citigroup |
Clovis Oncology |
07/08/2015 |
$78.00 |
CLVS |
189464100 |
ADD-ON |
JP Morgan, Credit Suisse |
WCI Communities |
07/07/2015 |
$23.10 |
WCIC |
92923C807 |
ADD-ON |
Credit Suisse, Citigroup |
AppFolio |
06/25/2015 |
$12.00 |
APPF |
03783C100 |
IPO |
Morgan Stanley, Credit Suisse |
Alarm.com Holdings |
06/25/2015 |
$14.00 |
ALRM |
011642105 |
IPO |
Goldman Sachs, Credit Suisse, BofA Merrill Lynch |
Green Brick Partners |
06/25/2015 |
$10.00 |
GRBK |
392709101 |
ADD-ON |
Credit Suisse, Citigroup |
Alder Biopharmaceuticals |
06/25/2015 |
$44.50 |
ALDR |
014339105 |
ADD-ON |
Credit Suisse, Leerink Partners, Wells Fargo Securities |
Green Plains Partners |
06/25/2015 |
$15.00 |
GPP |
393221106 |
IPO |
Barclays, BofA Merrill Lynch, Credit Suisse, Macquarie Capital, RBC Capital Markets |
SunEdison Semiconductor |
06/24/2015 |
$18.25 |
SEMI |
Y8213L102 |
ADD-ON |
Deutsche Bank, Goldman Sachs |
TransUnion |
06/24/2015 |
$22.50 |
TRU |
89400J107 |
IPO |
Goldman Sachs, JP Morgan, BofA Merrill Lynch, Deutsche Bank, RBC Capital Markets, Wells Fargo Securities, Credit Suisse |
Lantheus Holdings |
06/24/2015 |
$6.00 |
LNTH |
516544103 |
IPO |
Credit Suisse, Jeffries, RBC Capital Markets, Wells Fargo Securities |
Milacron Holdings |
06/24/2015 |
$20.00 |
MCRN |
59870L106 |
IPO |
BofA Merrill Lynch, Barclays, JP Morgan, Baird, Credit Suisse, Goldman Sachs |
NRG Yield |
06/23/2015 |
$22.00 |
NYLD |
62942X405 |
ADD-ON |
Goldman Sachs, BofA Merrill Lynch, Citigroup, Credit Suisse, JP Morgan, Morgan Stanley, RBC Capital Markets |
Platform Specialty Products |
06/23/2015 |
$26.50 |
PAH |
72766Q105 |
ADD-ON |
Credit Suisse, Barclays |
SS&C Technologies Holdings |
06/18/2015 |
$61.50 |
SSNC |
78467J100 |
ADD-ON |
Morgan Stanley, Deutsche Bank, Credit Suisse |
MINDBODY |
06/18/2015 |
$14.00 |
MB |
60255W105 |
IPO |
Morgan Stanley, Credit Suisse, UBC, Pacific Crest Securities, JMP Securities |
Univar |
06/17/2015 |
$22.00 |
UNVR |
91336L107 |
IPO |
Deutsche Bank, Goldman Sachs, BofA Merrill Lynch |
Fitbit |
06/17/2015 |
$20.00 |
FIT |
33812L102 |
IPO |
Morgan Stanley, Deutsche Bank, BofA Merrill Lynch, Barclays, SunTrust Robinson Humphrey |
Nivalis Therapeutics |
06/16/2015 |
$14.00 |
NVLS |
65481J109 |
IPO |
Cowen and Company, Stifel |
OM Asset Management |
06/16/2015 |
$17.50 |
OMAM |
G67506108 |
ADD-ON |
BofA Merrill Lynch, Morgan Stanley, Citigroup, Credit Suisse |
Ignyta, Inc. |
06/10/15 |
$17.50 |
RXDX |
451731103 |
ADD-ON |
Credit Suisse, Leerink Partners, Jeffries, Piper Jaffray |
Nord Anglia |
06/10/15 |
$24.00 |
NORD |
G6583A102 |
ADD-ON |
Credit Suisse, Goldman Sachs, Deutsche Bank, RBC Capital Markets, Barclays, BMO |
Markit |
06/04/15 |
$25.75 |
MRKT |
G58249106 |
ADD-ON |
BofA Merrill Lynch, Barclays, Citigroup, Credit Suisse, Deutsche Bank, Goldman Sachs, HSBC, JP Morgan, Morgan Stanley, RBC Capital Markets, UBS |
Frontier Communications |
06/04/15 |
$5.00 |
FTR |
35906A108 |
ADD-ON |
JP Morgan, BofA Merrill Lynch, Citigroup |
PennTex Midstream Partners |
06/03/15 |
$20.00 |
PTXP |
709311104 |
IPO |
Citigroup, Barclays, RBC Capital Markets, Wells Fargo |
Molina Healthcare |
06/03/15 |
$67.75 |
MOH |
60855R100 |
ADD-ON |
UBS, BofA Merrill Lynch, Wells Fargo, SunTrust Robinson Humphrey |
AerCap Holdings |
06/03/15 |
$49.00 |
AER |
N00985106 |
ADD-ON |
Citigroup, Goldman Sachs, JP Morgan, Morgan Stanley, UBS |
STORE Capital |
06/03/15 |
$20.25 |
STOR |
862121100 |
ADD-ON |
Goldman Sachs, Credit Suisse, Morgan Stanley |
Ferrellgas Partners |
06/02/15 |
$23.00 |
FGP |
315293100 |
ADD-ON |
JP Morgan, UBS, Barclays, BofA Merrill Lynch, RBC Capital Markets, Jefferies |
ServiceMaster Global Holdings |
05/27/15 |
$34.00 |
SERV |
81761R109 |
ADD-ON |
JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley |
Baozun |
05/20/15 |
$10.00 |
BZUN |
06684L103 |
IPO |
Morgan Stanley, Credit Suisse, BofA Merrill Lynch |
Shopify |
05/20/15 |
$17.00 |
SHOP |
82509L107 |
IPO |
Morgan Stanley, Credit Suisse, RBC Capital Markets |
Community Healthcare Trust |
05/20/15 |
$19.00 |
CHCT |
20369C106 |
IPO |
Sandler O'Neill, Evercore ISI, SunTrust Robinson Humphrey |
Black Knight Financial Services |
05/19/15 |
$24.50 |
BKFS |
09214X100 |
IPO |
JP Morgan, BofA Merrill Lynch, Wells Fargo Securities |
Arcadia Biosciences |
05/14/15 |
$8.00 |
RKDA |
039014105 |
IPO |
Credit Suisse, JP Morgan, Piper Jaffray |
Houghton Mifflin Harcourt |
05/14/15 |
$23.00 |
HMHC |
44157R109 |
ADD-ON |
Morgan Stanley, Goldman Sachs |
Spectrum Brands Holdings |
05/13/15 |
$92.50 |
SPB |
84763R101 |
ADD-ON |
Credit Suisse, Deutsche Bank, Jefferies |
Galapagos |
05/13/15 |
$42.05 |
GLPG |
36315X101 |
ADD-ON |
Morgan Stanley, Credit Suisse, Cowen and Company |
Pacific Datavision |
05/12/15 |
$40.00 |
PDVW |
694171307 |
ADD-ON |
FBR |
EQT GP Holdings |
05/11/15 |
$27.00 |
EQGP |
26885J103 |
IPO |
Barclays, Goldman Sachs, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, RBC Capital Markets, Wells Fargo |
Forest City Enterprises |
05/06/15 |
$22.50 |
FCEA |
345550107 |
ADD-ON |
BofA Merrill Lynch, Goldman Sachs, Citigroup |
INC Research Holdings |
05/06/15 |
$31.00 |
INCR |
45329R109 |
ADD-ON |
Goldman Sachs, Credit Suisse, Jefferies |
Tallgrass Energy |
05/06/15 |
$29.00 |
TEGP |
874696107 |
IPO |
Citigroup, Goldman Sachs |
Black Stone Minerals |
04/30/15 |
$19.00 |
BSM |
09225M101 |
IPO |
Barclays, BofA Merrill Lynch, Citigroup |
Echo Global Logistics |
04/29/15 |
$29.00 |
ECHO |
27875T101 |
IPO |
Morgan Stanley, Credit Suisse |
Freshpet |
04/29/15 |
$21.47 |
FRPT |
358039105 |
ADD-ON |
Goldman Sachs, Credit Suisse |
SpringLeaf Holdings |
04/28/15 |
$51.50 |
LEAF |
85172J101 |
ADD-ON |
Citigroup, Goldman Sachs, Barclays, Credit Suisse |
Apigee Corporation |
04/23/15 |
$17.00 |
APIC |
03765N108 |
IPO |
Morgan Stanley, JP Morgan, Credit Suisse |
Tribune Media Company |
04/22/15 |
$56.00 |
TRCO |
896047503 |
ADD-ON |
Morgan Stanley, JP Morgan |
WCI Communities |
04/15/15 |
$22.75 |
WCIC |
92923C807 |
ADD-ON |
Credit Suisse, Citigroup, JP Morgan, Raymond James |
Virtu Financial |
04/15/15 |
$19.00 |
VIRT |
928254101 |
IPO |
Goldman Sachs, JP Morgan, Sandler O'Neill, BMO, Citigroup, Credit Suisse, Evercore ISI, UBS Investment Bank |
Party City Holdco |
04/15/15 |
$17.00 |
PRTY |
702149105 |
IPO |
Goldman Sachs, BofA Merrill Lynch, Credit Suisse, Morgan Stanley, Barclays, Deutsche Bank, JP Morgan |
XBiotech |
04/14/15 |
$19.00 |
XBIT |
98400H102 |
IPO |
WR Hambrecht |
Smart & Final Stores |
04/14/15 |
$18.50 |
SFS |
83190B101 |
ADD-ON |
Credit Suisse, Morgan Stanley, Deutsche Bank |
Carbylan Therapeutics |
04/08/15 |
$5.00 |
CBYL |
141384107 |
IPO |
Leerink Partners, JMP Securities, Wedbush PacGrow Life Sciences |
FelCor Lodging Trust |
04/08/15 |
$11.25 |
FCH |
31430F101 |
ADD-ON |
JP Morgan, BofA Merrill Lynch |
New Residential Investment |
04/07/15 |
$15.25 |
NRZ |
64828T201 |
ADD-ON |
Citigroup |
Prothena |
04/07/15 |
$37.00 |
PRTA |
G72800108 |
ADD-ON |
Credit Suisse, RBC Capital Markets |
GoDaddy |
03/31/15 |
$20.00 |
GDDY |
380237107 |
IPO |
Morgan Stanley, JP Morgan, Citigroup, Barclays, Deutsche Bank, RBC Capital Markets |
Coherus Biosciences |
03/31/15 |
$29.00 |
CHRS |
19249H103 |
ADD-ON |
JP Morgan, Credit Suisse |
Globant S.A. |
03/26/15 |
$18.50 |
GLOB |
L44385109 |
ADD-ON |
JP Morgan, Citigroup, Credit Suisse |
Citizens Financial Group |
03/25/15 |
$23.75 |
CFG |
174610105 |
ADD-ON |
Morgan Stanley, Goldman Sachs, JP Morgan, Citigroup |
Diplomat Pharmacy |
03/25/15 |
$29.00 |
DPLO |
25456K101 |
ADD-ON |
Credit Suisse, Morgan Stanley |
La Quinta |
03/24/15 |
$23.71 |
LQ |
50420D108 |
ADD-ON |
JP Morgan, Morgan Stanley, BofA Merrill Lynch, Citigroup, Credit Suisse |
ZS Pharma |
03/24/15 |
$46.25 |
ZSPH |
98979G105 |
ADD-ON |
JP Morgan, Credit Suisse |
SteadyMed |
03/19/15 |
$8.50 |
STDY |
M84920103 |
IPO |
Wells Fargo Securities, RBC Capital Markets, JMP Securities |
Zendesk |
03/18/15 |
$22.75 |
ZEN |
98936J101 |
ADD-ON |
Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Credit Suisse, Pacific Crest Securities, Canaccord Genuity, JMP Securities |
Esperion Therapeutic |
03/18/15 |
$100.00 |
ESPR |
29664W105 |
ADD-ON |
Credit Suisse, RBC Capital Markets, UBS Investment Bank |
Goldman Sachs BDC |
03/17/15 |
$20.00 |
GSBD |
38147U107 |
IPO |
BofA Merrill Lynch, Goldman Sachs, Morgan Stanley, Citigroup, Credit Suisse, Wells Fargo Securities |
EQT Midstream Partners LP |
03/10/15 |
$76.00 |
EQM |
26885B100 |
ADD-ON |
Wells Fargo Securities, JP Morgan |
Summit Therapeutics |
03/04/15 |
$9.90 |
SMMT |
86627R102 |
ADD-ON |
JMP Securities, Oppenheimer & Co |
Diamond Resorts International |
03/04/15 |
$33.75 |
DRII |
25272T104 |
ADD-ON |
Credit Suisse |
Callidus Software |
03/04/15 |
$13.00 |
CALD |
13123E500 |
ADD-ON |
Credit Suisse |
Xencor |
02/24/15 |
$14.25 |
XNCR |
98401F105 |
ADD-ON |
Leerink Partners |
Inotek Pharmaceuticals |
02/17/15 |
$6.00 |
ITEK |
45780V102 |
IPO |
Cowen and Company, Piper Jaffray, Canaccord Genuity, Nomura |
Bellerophon Therapeutics |
02/13/15 |
$12.00 |
BLPH |
078771102 |
IPO |
Leerink Partners, Cowen and Company |
Great Ajax |
02/13/15 |
$12.50 |
AJX |
38983D300 |
IPO |
FBR, Sterne Agee, Nomura |
Columbia Pipeline Partners LP |
02/05/15 |
$23.00 |
CPPL |
198281107 |
IPO |
Barclays, Citigroup, BofA Merrill Lynch, Goldman Sachs, JP Morgan, Morgan Stanley, Wells Fargo |
Servicemaster |
02/04/15 |
$29.50 |
SERV |
81761R109 |
ADD-ON |
JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley |
Spark Therapeutics |
01/29/15 |
$23.00 |
ONCE |
84652J103 |
IPO |
JP Morgan, Credit Suisse |
Avinger |
01/29/15 |
$13.00 |
AVGR |
053734109 |
IPO |
Canaccord Genuity, Cowen and Company |
Post Holdings |
01/28/15 |
$47.50 |
POST |
737446104 |
ADD-ON |
BofA Merrill Lynch, Goldman Sachs, Nomura |
Zosano Pharma |
01/26/15 |
$11.00 |
ZSAN |
98979H103 |
IPO |
Ladenburg Thalmann, Roth Capital |
Box |
01/22/15 |
$14.00 |
BOX |
10316R104 |
IPO |
Morgan Stanley, Credit Suisse, JP Morgan |
Horsehead Holding |
01/22/15 |
$12.75 |
ZINC |
440694305 |
ADD-ON |
Stifel |
The Michaels Companies |
01/22/15 |
$23.52 |
MIK |
59408Q106 |
ADD-ON |
JP Morgan, Goldman Sachs |
The Advisory Board |
01/21/15 |
$43.00 |
ABCO |
00762W107 |
ADD-ON |
JP Morgan, BofA Merrill Lynch, Morgan Stanley, Barclays |
Versartis |
01/21/15 |
$17.25 |
VSAR |
92529L102 |
ADD-ON |
Citigroup, Credit Suisse, Cowen and Company |
Patriot National |
01/15/15 |
$14.00 |
PN |
70338T102 |
IPO |
UBS, BMO, SunTrust Robinson Humphrey |
Paycom Software |
01/14/15 |
$22.50 |
PAYC |
70432V102 |
ADD-ON |
Credit Suisse, Barclays, JP Morgan |
Medical Properties Trust |
01/08/15 |
$14.50 |
MPW |
58463J304 |
ADD-ON |
BofA Merrill Lynch, JP Morgan, Deutsche Bank |
OvaScience |
01/07/15 |
$50.00 |
OVAS |
69014Q101 |
ADD-ON |
JP Morgan, Credit Suisse |
James River Group Holdings |
12/11/14 |
$21.00 |
JRVR |
G5005R107 |
IPO |
Keefe, Bruyette & Woods, UBS, FBR, BMO |
Workiva |
12/11/14 |
$14.00 |
WK |
98139A105 |
IPO |
Morgan Stanley, Credit Suisse |
Hortonworks |
12/11/14 |
$16.00 |
HDP |
440894103 |
IPO |
Goldman Sachs, Credit Suisse, RBC |
Aramark |
12/11/14 |
$28.00 |
ARMK |
03852U106 |
ADD-ON |
Goldman Sachs, JP Morgan, Credit Suisse, Morgan Stanley |
Metaldyne Performance Group |
12/11/14 |
$15.00 |
MPG |
59116R107 |
IPO |
BofA Merrill Lynch, Goldman Sachs, Deutsche Bank |
Gramercy Property Trust |
12/10/14 |
$5.90 |
GPT |
38489R100 |
ADD-ON |
Morgan Stanley, JP Morgan, BofA Merrill Lynch, RBC |
Momo |
12/10/14 |
$13.50 |
MOMO |
60879B107 |
IPO |
Morgan Stanley, Credit Suisse, JP Morgan, China Renaissance |
LendingClub |
12/10/14 |
$15.00 |
LC |
52603A109 |
IPO |
Morgan Stanley, Goldman Sachs, Credit Suisse, Citigroup |
Kite Pharma |
12/10/14 |
$54.00 |
KITE |
49803L109 |
ADD-ON |
Jefferies, Credit Suisse, Cowen and Company |
Histogenics |
12/02/14 |
$11.00 |
HSGX |
43358V109 |
IPO |
Cowen and Company, Needham & Company, Canaccord Genuity |
Peak Resorts |
11/20/14 |
$9.00 |
SKIS |
70469L100 |
IPO |
FBR, Stifel, Baird |
Perrigo Company plc |
11/20/14 |
$152.00 |
PRGO |
G97822103 |
ADD-ON |
JP Morgan, Barclays, BofA Merrill Lynch |
Endurance International Group |
11/20/14 |
$14.50 |
EIGI |
29272B105 |
ADD-ON |
Goldman Sachs, Credit Suisse |
Essent Group Ltd. |
11/19/14 |
$22.25 |
ESNT |
G3198U102 |
ADD-ON |
Goldman Sachs, JP Morgan, BofA Merrill Lynch |
Kindred Healthcare |
11/19/14 |
$19.75 |
KND |
494580103 |
ADD-ON |
Citigroup, JP Morgan, Guggenheim Securities, Morgan Stanley |
El Pollo Loco Holdings |
11/19/14 |
$27.00 |
LOCO |
268603107 |
ADD-ON |
Jefferies, Morgan Stanley, Baird, William Blair, Stifel |
Continental Building Products |
11/19/14 |
$14.75 |
CBPX |
211171103 |
ADD-ON |
Citigroup, Credit Suisse, RBC |
La Quinta Holdings |
11/19/14 |
$20.00 |
LQ |
50420D108 |
ADD-ON |
JP Morgan, Morgan Stanley |
Neothetics |
11/19/14 |
$14.00 |
NEOT |
64066G101 |
IPO |
Piper Jaffray, Guggenheim Securities, Needham & Company |
Paramount Group |
11/18/14 |
$17.50 |
PGRE |
69924R108 |
IPO |
BofA Merrill Lynch, Morgan Stanley, Wells Fargo |
Receptos |
11/18/14 |
$100.00 |
RCPT |
756207106 |
ADD-ON |
Credit Suisse, Leerink Partners, Evercore ISI, BMO |
STORE Capital |
11/17/14 |
$18.50 |
STOR |
862121100 |
IPO |
Goldman Sachs, Credit Suisse, Morgan Stanley |
PRA Health Sciences |
11/12/14 |
$18.00 |
PRAH |
69354M108 |
IPO |
Jefferies, Citigroup, KKR, UBS |
Memorial Resource Development |
11/12/14 |
$23.00 |
MRD |
58605Q109 |
ADD-ON |
Citigroup, Barclays |
Newtek Business Services |
11/12/14 |
$12.50 |
NEWT |
652526203 |
ADD-ON |
JMP Securities, Lebenthal, Ladenburg Thalmann |
Axalta Coating Systems |
11/11/14 |
$19.50 |
AXTA |
G0750C108 |
IPO |
Citigroup, Goldman Sachs, Deutsche Bank, JP Morgan |
Brixmor Property Group |
11/11/14 |
$23.75 |
BRX |
11120U105 |
ADD-ON |
BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo |
Platform Specialty Products |
11/11/14 |
$24.50 |
PAH |
72766Q105 |
ADD-ON |
Barclays, Credit Suisse, Nomura, UBS |
INC Research Holdings |
11/06/14 |
$18.50 |
INCR |
45329R109 |
IPO |
Goldman Sachs, Credit Suisse |
Freshpet |
11/06/14 |
$15.00 |
FRPT |
35899BA88 |
IPO |
Goldman Sachs, Credit Suisse |
NorthWestern |
11/04/14 |
$51.50 |
NWE |
668074305 |
ADD-ON |
Credit Suisse, JP Morgan, BofA Merrill Lynch |
Antero Midstream Partners LP |
11/04/14 |
$25.00 |
AM |
03673L103 |
IPO |
Barclays, Citigroup, Wells Fargo |
Hilton Worldwide Holdings |
11/03/14 |
$25.00 |
HLT |
43300A104 |
ADD-ON |
Deutsche Bank, Goldman Sachs, BofA Merrill Lynch, Morgan Stanley |
Fifth Street Asset Management |
10/29/14 |
$17.00 |
FSAM |
31679P109 |
IPO |
Morgan Stanley, JP Morgan, Goldman Sachs, RBC, Credit Suisse |
Shell Midstream Partners |
10/28/14 |
$23.00 |
SHLX |
822634101 |
IPO |
Barclays, Citigroup |
Susser Petroleum Partners LP |
10/21/14 |
$46.25 |
SUSP |
869239103 |
ADD-ON |
Morgan Stanley, Barclays, BofA Merrill Lynch |
Tesoro Logistics LP |
10/20/14 |
$57.47 |
TLLP |
88160T107 |
ADD-ON |
BofA Merrill Lynch, Barclays, Citigroup, Morgan Stanley |
Zayo Group Holdings |
10/16/14 |
$19.00 |
ZAYO |
98919V105 |
IPO |
Morgan Stanley, Barclays, Goldman Sachs |
Tetraphase Pharmaceuticals |
10/16/14 |
$19.00 |
TTPH |
88165N105 |
ADD-ON |
BMO, Stifel, Guggenheim Securities |
Diplomat Pharmacy |
10/09/14 |
$13.00 |
DPLO |
25456K101 |
IPO |
Credit Suisse, Morgan Stanley |
PTC Therapeutics |
10/09/14 |
$36.25 |
PTCT |
69366J200 |
ADD-ON |
Credit Suisse, Citigroup |
OM Asset Management Limited |
10/08/14 |
$14.00 |
OMAM |
G67506108 |
IPO |
BofA Merrill Lynch, Morgan Stanley, Citigroup, Credit Suisse |
USD Partners LP |
10/08/14 |
$17.00 |
USDP |
903318103 |
IPO |
Citigroup, Barclays, Credit Suisse, BofA Merrill Lynch |
Dynegy |
10/07/14 |
$31.00 |
DYN |
26817R108 |
ADD-ON |
Morgan Stanley, Barclays, Credit Suisse, RBC, UBS |
Yodlee |
10/02/14 |
$12.00 |
YDLE |
98600P201 |
IPO |
Goldman Sachs, Credit Suisse, BofA Merrill Lynch |
Portola Pharmaceuticals |
10/02/14 |
$26.00 |
PTLA |
737010108 |
ADD-ON |
Morgan Stanley, Credit Suisse |
Atento S.A. |
10/01/14 |
$15.00 |
ATTO |
L0427L105 |
IPO |
Morgan Stanley, Credit Suisse, Itau BBA |
Vivint Solar |
09/30/14 |
$16.00 |
VSLR |
92854Q106 |
IPO |
Goldman Sachs, BofA Merrill Lynch, Credit Suisse |
Trina Solar Limited |
09/30/14 |
$11.75 |
TSL |
89628E104 |
ADD-ON |
Deutsche Bank, Barclays, Credit Suisse |
Sabra Health Care REIT |
09/29/14 |
$24.25 |
SBRA |
78573L106 |
ADD-ON |
BofA Merrill Lynch, Barclays, RBC, Raymond James |
CONE Midstream Partners LP |
09/24/14 |
$22.00 |
CNNX |
206812109 |
IPO |
Wells Fargo, BofA Merrill Lynch, Citigroup, JP Morgan |
Travelport Worldwide Limited |
09/24/14 |
$16.00 |
TVPT |
G9019D104 |
IPO |
Morgan Stanley, UBS, Credit Suisse, Deutsche Bank |
Smart & Final Stores |
09/23/14 |
$12.00 |
SFS |
83190B101 |
IPO |
Credit Suisse, Morgan Stanley, Deutsche Bank |
Medley Management |
09/23/14 |
$18.00 |
MDLY |
58503T106 |
IPO |
Goldman Sachs, Credit Suisse |
Citizens Financial Group |
09/23/14 |
$21.50 |
CFG |
174610105 |
IPO |
Morgan Stanley, Goldman Sachs, JP Morgan |
Alibaba Group Holding Limited |
09/18/14 |
$68.00 |
BABA |
01609W102 |
IPO |
Credit Suisse, Deutsche Bank, Goldman Sachs, JP Morgan, Morgan Stanley, Citigroup |
ProQR Therapeutics |
09/17/14 |
$13.00 |
PRQR |
N71542109 |
IPO |
Leerink Partners, Deutsche Bank |
Blueknight Energy Partners LP |
09/16/14 |
$7.61 |
BKEP |
09625U109 |
ADD-ON |
Wells Fargo, RBC, BofA Merrill Lynch |
Viper Energy Partners LP |
09/15/14 |
$28.50 |
VNOM |
92763M105 |
ADD-ON |
Barclays, Credit Suisse, Wells Fargo |
Celladon |
08/12/14 |
$9.50 |
CLDN |
15117E107 |
ADD-ON |
Credit Suisse, Jefferies |
Sprouts Farmers Market |
08/12/14 |
$30.00 |
SFM |
85208M102 |
ADD-ON |
Goldman Sachs, Credit Suisse |
Ryerson Holding |
08/07/14 |
$11.00 |
RYI |
783754104 |
IPO |
BofA Merrill Lynch, Deutsche Bank, BMO, JP Morgan, Jefferies |
Manchester United |
08/05/14 |
$17.00 |
MANU |
G5784H106 |
ADD-ON |
Jefferies, BofA Merrill Lynch, Credit Suisse, Deutsche Bank, Nomura |
VTTI Energy Partners LP |
07/31/14 |
$21.00 |
VTTI |
Y9384M101 |
IPO |
Citigroup, JP Morgan |
Loxo Oncology |
07/31/14 |
$13.00 |
LOXO |
548862101 |
IPO |
Cowen and Company, Stifel |
Athlon Energy |
07/31/14 |
$46.25 |
ATHL |
047477104 |
ADD-ON |
Citigroup, Goldman Sachs |
MacroCure Ltd. |
07/30/14 |
$10.00 |
MCUR |
M67872107 |
IPO |
Credit Suisse, Jefferies |
Synchrony Financial |
07/30/14 |
$23.00 |
SYF |
87165B103 |
IPO |
Goldman Sachs, JP Morgan, Citigroup, Morgan Stanley |
Farmland Partners |
07/24/14 |
$12.50 |
FPI |
31154R109 |
ADD-ON |
Baird, Stifel |
Compressco Partners LP |
07/24/14 |
$23.50 |
GSJK |
20467A101 |
ADD-ON |
BofA Merrill Lynch, Barclays, Wells Fargo, JP Morgan, Raymond James, Credit Suisse, RBC |
NRG Yield |
07/23/14 |
$54.00 |
NYLD |
62942X108 |
ADD-ON |
BofA Merrill Lynch, Citigroup, Morgan Stanley |
CymaBay Therapeutics |
07/21/14 |
$5.50 |
CBAY |
23257D103 |
ADD-ON |
Cowen and Company, Stifel |
Diamondback Energy |
07/21/14 |
$87.00 |
FANG |
25278X109 |
ADD-ON |
Credit Suisse |
Westmoreland Coal |
07/10/14 |
$35.50 |
WLB |
960878106 |
ADD-ON |
BMO, Deutsche Bank |
Envision Healthcare Holdings |
07/10/14 |
$34.00 |
EVHC |
29413U103 |
ADD-ON |
Goldman Sachs, Barclays, BofA Merrill Lynch, Citigroup |
Macquarie Infrastructure |
07/09/14 |
$66.50 |
MIC |
55608B105 |
ADD-ON |
Barclays, JP Morgan |
TECO Energy |
07/01/14 |
$18.10 |
TE |
872375100 |
ADD-ON |
Morgan Stanley, Citigroup, JP Morgan |
AmSurg |
06/26/14 |
$45.00 |
AMSG |
03232P405 |
ADD-ON |
Citigroup, SunTrust Robinson Humphrey, Barclays, Deutsche Bank, Goldman Sachs, JP Morgan, Raymond James |
The Michaels Companies |
06/26/14 |
$17.00 |
MIK |
59408Q106 |
IPO |
JP Morgan, Goldman Sachs, Barclays, Deutsche Bank |
Brixmor Property Group |
06/25/14 |
$22.50 |
BRX |
11120U105 |
ADD-ON |
BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo |
TCP International Holdings |
06/25/14 |
$11.00 |
TCPI |
H84689100 |
IPO |
Deutsche Bank, Piper Jaffray |
ServiceMaster Global Holdings |
06/25/14 |
$17.00 |
SERV |
81761R109 |
IPO |
JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley |
Hilton Worldwide Holdings |
06/24/14 |
$22.50 |
HLT |
43300A104 |
ADD-ON |
Deutsche Bank, BofA Merrill Lynch, Morgan Stanley |
Adeptus Health |
06/24/14 |
$22.00 |
ADPT |
006855100 |
IPO |
Deutsche Bank, Goldman Sachs, Evercore, Morgan Stanley |
CyrusOne |
06/19/14 |
$23.25 |
CONE |
23283R100 |
ADD-ON |
Citigroup, BofA Merrill Lynch, Barclays, Deutsche Bank, Morgan Stanley |
Eclipse Resources |
06/19/14 |
$27.00 |
ECR |
27890G100 |
IPO |
Citigroup, Goldman Sachs, Morgan Stanley |
Markit Ltd. |
06/18/14 |
$24.00 |
MRKT |
G58249106 |
IPO |
BofA Merrill Lynch, Barclays, Citigroup, Credit Suisse |
Zafgen |
06/18/14 |
$16.00 |
ZFGN |
98885E103 |
IPO |
Leerink Partners, Cowen and Company, Canaccord Genuity, JMP Securities |
The Williams Companies |
06/17/14 |
$57.00 |
WMB |
969457100 |
ADD-ON |
Citigroup, Barclays, UBS |
Century Communities |
06/17/14 |
$23.00 |
CCS |
156504300 |
IPO |
FBR, JP Morgan, Deutsche Bank |
Foresight Energy LP |
06/17/14 |
$20.00 |
FELP |
34552U104 |
IPO |
Barclays, Citigroup, Morgan Stanley, JP Morgan, Goldman Sachs, Deutsche Bank |
QIWI PLC |
06/16/14 |
$40.00 |
QIWI |
74735M108 |
ADD-ON |
Credit Suisse, VTB Capital |
Dynagas LNG Partners LP |
06/12/14 |
$22.79 |
DLNG |
Y2188B108 |
ADD-ON |
Credit Suisse, BofA Merrill Lynch, Morgan Stanley |
CommScope Holding Company |
06/12/14 |
$23.00 |
COMM |
20337X109 |
ADD-ON |
JP Morgan, Deutsche Bank, BofA Merrill Lynch |
Verint Systems |
06/12/14 |
$47.75 |
VRNT |
92343X100 |
ADD-ON |
Goldman Sachs, Deutsche Bank, Credit Suisse, JP Morgan, RBC, Barclays, Jefferies |
MobileIron |
06/11/14 |
$9.00 |
MOBL |
60739U105 |
IPO |
Morgan Stanley, Goldman Sachs, Deutsche Bank, Barclays |
Installed Building Products |
06/11/14 |
$12.50 |
IBP |
45780R101 |
ADD-ON |
UBS, Deutsche Bank, RBC |
Trinseo S.A. |
06/11/14 |
$19.00 |
TSE |
L9340P101 |
IPO |
Goldman Sachs, Deutsche Bank, Citigroup, Morgan Stanley |
ClubCorp Holdings |
06/10/14 |
$18.25 |
MYCC |
18948M108 |
ADD-ON |
Goldman Sachs, Jefferies, Citigroup, BofA Merrill Lynch, Deutsche Bank |
Trina Solar Limited |
06/05/14 |
$11.00 |
TSL |
89628E104 |
ADD-ON |
Deutsche Bank, Barclays, JP Morgan, Goldman Sachs |
Arista Networks |
06/05/14 |
$43.00 |
ANET |
040413106 |
IPO |
Morgan Stanley, Citigroup |
Rexnord |
05/28/14 |
$25.50 |
RXN |
76169B102 |
ADD-ON |
Goldman Sachs, Credit Suisse, Baird, Deutsche Bank |
Heritage Insurance Holdings |
05/22/14 |
$11.00 |
HRTG |
42727J102 |
IPO |
Citigroup |
Orbitz Worldwide |
05/22/14 |
$6.60 |
OWW |
68557K109 |
ADD-ON |
Credit Suisse, Morgan Stanley, Deutsche Bank, UBS |
SunEdison Semiconductor |
05/21/14 |
$13.00 |
SEMI |
Y8213L102 |
IPO |
Deutsche Bank, Goldman Sachs, Wells Fargo |
American Realty Capital Properties |
05/21/14 |
$12.00 |
ARCP |
02917T104 |
ADD-ON |
BofA Merrill Lynch |
Monmouth Real Estate Investment |
05/21/14 |
$8.50 |
MNR |
609720107 |
ADD-ON |
BMO, JP Morgan |
Spirit Realty Capital |
05/14/14 |
$10.69 |
SRC |
84860W102 |
ADD-ON |
Morgan Stanley, BofA Merrill Lynch, Deutsche Bank |
Delek US Holdings |
05/14/14 |
$30.00 |
DK |
246647101 |
ADD-ON |
Barclays |
Daqo New Energy |
05/14/14 |
$29.00 |
DQ |
23703Q203 |
ADD-ON |
Credit Suisse |
Atlas Resource Partners LP |
05/08/14 |
$19.90 |
ARP |
04941A101 |
ADD-ON |
Wells Fargo, Deutsche Bank, Morgan Stanley |
Iridium Communications |
05/08/14 |
$6.10 |
IRDM |
46269C102 |
ADD-ON |
Raymond James, Deutsche Bank, William Blair |
PBF Logistics LP |
05/08/14 |
$23.00 |
PBFX |
69318Q104 |
IPO |
Barclays, UBS |
Martin Midstream Partners LP |
05/06/14 |
$41.51 |
MMLP |
573331105 |
ADD-ON |
RBC, BofA Merrill Lynch, Wells Fargo, Deutsche Bank, Raymond James, UBS |
GasLog Partners LP |
05/06/14 |
$21.00 |
GLOP |
Y2687W108 |
IPO |
Citigroup, Credit Suisse, Wells Fargo |
Ares Management LP |
05/01/14 |
$19.00 |
ARES |
04014Y101 |
IPO |
JP Morgan, BofA Merrill Lynch |
HD Supply Holdings |
05/01/14 |
$26.00 |
HDS |
40416M105 |
ADD-ON |
Barclays, Credit Suisse, JP Morgan |
EQT Midstream Partners LP |
05/01/14 |
$75.75 |
EQM |
26885B100 |
ADD-ON |
Barclays, BofA Merrill Lynch, Citigroup, Wells Fargo |
Yingli Green Energy Holding Company |
04/24/14 |
$3.50 |
YGE |
98584B103 |
ADD-ON |
Deutsche Bank, Goldman Sachs |
Viggle |
04/24/14 |
$8.00 |
VGGL |
92672V204 |
ADD-ON |
Ladenburg Thalmann, Roth Capital Partners |
Sportsman’s Warehouse Holdings |
04/16/14 |
$9.50 |
SPWH |
84920Y106 |
IPO |
Credit Suisse, Goldman Sachs |
Sabre |
04/16/14 |
$16.00 |
SABR |
78573M104 |
IPO |
Morgan Stanley, Goldman Sachs, BofA Merrill Lynch, Deutsche Bank |
Regado Biosciences |
04/10/14 |
$6.00 |
RGDO |
75874Q107 |
ADD-ON |
Jefferies, Deutsche Bank, Cowen and Company |
Enable Midstream Partners LP |
04/10/14 |
$20.00 |
ENBL |
292480100 |
IPO |
Morgan Stanley, Barclays, Goldman Sachs |
Aviv REIT |
04/09/14 |
$24.10 |
AVIV |
05381L101 |
ADD-ON |
Morgan Stanley, BofA Merrill Lynch, Goldman Sachs |
Ally Financial |
04/09/14 |
$25.00 |
ALLY |
02005N100 |
IPO |
Citigroup, Goldman Sachs, Morgan Stanley, Barclays |
La Quinta Holdings |
04/08/14 |
$17.00 |
LQ |
50420D108 |
IPO |
JP Morgan, Morgan Stanley |
IMS Health Holdings |
04/03/14 |
$20.00 |
IMS |
44970B109 |
IPO |
JP Morgan, Goldman Sachs, Morgan Stanley |
Intercept Pharmaceuticals |
04/03/14 |
$320.00 |
ICPT |
45845P108 |
ADD-ON |
BofA Merrill Lynch, Citigroup, Goldman Sachs |
SeaWorld Entertainment |
04/03/14 |
$30.00 |
SEAS |
81282V100 |
ADD-ON |
Goldman Sachs, JP Morgan |
Kindred Biosciences |
04/02/14 |
$18.00 |
KIN |
494577109 |
ADD-ON |
Leerink Partners, BMO, Guggenheim Securities |
CBS Outdoor Americas |
03/27/14 |
$28.00 |
CBSO |
14987J106 |
IPO |
Goldman Sachs, JP Morgan, BofA Merrill Lynch, Morgan Stanley |
Mercer International |
03/27/14 |
$7.15 |
MERC |
588056101 |
ADD-ON |
Credit Suisse |
CommScope Holding Company |
03/27/14 |
$22.00 |
COMM |
20337X109 |
ADD-ON |
JP Morgan, Deutsche Bank, BofA Merrill Lynch |
Sprouts Farmers Market |
03/27/14 |
$33.75 |
SFM |
85208M102 |
ADD-ON |
Goldman Sachs, Credit Suisse, BofA Merrill Lynch |
TriNet Group |
03/26/14 |
$16.00 |
TNET |
896288107 |
IPO |
JP Morgan, Morgan Stanley, Deutsche Bank |
Marchex |
03/26/14 |
$10.50 |
MCHX |
56624R108 |
ADD-ON |
Deutsche Bank, RBC, Piper Jaffray |
PennyMac Financial Services |
03/26/14 |
$16.50 |
PFSI |
70932B101 |
ADD-ON |
Citigroup |
Veeva Systems |
03/25/14 |
$26.35 |
VEEV |
922475108 |
ADD-ON |
Morgan Stanley, Deutsche Bank, JP Morgan |
Nord Anglia Education |
03/25/14 |
$16.00 |
NORD |
G6583A102 |
IPO |
Credit Suisse, Goldman Sachs, JP Morgan |
King Digital Entertainment |
03/25/14 |
$22.50 |
KING |
G5258J109 |
IPO |
JP Morgan, Credit Suisse, BofA Merrill Lynch |
KB Home |
03/20/14 |
$18.00 |
KBH |
48666K109 |
ADD-ON |
Citigroup, Credit Suisse, BofA Merrill Lynch, Deutsche Bank |
Paylocity Holding |
03/18/14 |
$17.00 |
PCTY |
70438V106 |
IPO |
Deutsche Bank, BofA Merrill Lynch, William Blair |
MakeMyTrip Limited |
03/13/14 |
$23.00 |
MMYT |
V5633W109 |
ADD-ON |
Citigroup, JP Morgan, Deutsche Bank |
Quintiles Transnational Holdings |
03/12/14 |
$52.00 |
Q |
74876Y101 |
ADD-ON |
Morgan Stanley, Barclays, JP Morgan |
Vipshop Holdings Limited |
03/11/14 |
$143.74 |
VIPS |
92763W103 |
ADD-ON |
Goldman Sachs, Deutsche Bank |
Summit Midstream Partners |
03/11/14 |
$38.75 |
SMLP |
866142102 |
ADD-ON |
Barclays, Morgan Stanley, BofA Merrill Lynch, Deutsche Bank, RBC, Citigroup, Goldman Sachs, Wells Fargo |
DCP Midstream Partners |
02/27/14 |
$48.90 |
DPM |
23311P100 |
ADD-ON |
Wells Fargo, Barclays, BofA Merrill Lynch, Citigroup, Morgan Stanley |
Ampio Pharmaceuticals |
02/27/14 |
$7.00 |
AMPE |
03209T109 |
ADD-ON |
Citigroup, Jefferies |
Colfax |
02/13/14 |
$68.75 |
CFX |
194014106 |
ADD-ON |
BofA Merrill Lynch, Citigroup, Deutsche Bank |
Installed Building Products |
02/12/14 |
$11.00 |
IBP |
45780R101 |
IPO |
Deutsche Bank, UBS |
PTC Therapeutics |
02/12/14 |
$24.50 |
PTCT |
69366J200 |
ADD-ON |
JP Morgan, Credit Suisse |
Freescale Semiconductor |
02/11/14 |
$18.50 |
FSL |
G3727Q101 |
ADD-ON |
Goldman Sachs, Citigroup, Credit Suisse, Deutsche Bank |
Ladder Capital |
02/05/14 |
$17.00 |
LADR |
505743104 |
IPO |
Deutsche Bank, Citigroup, Wells Fargo, JP Morgan, BofA Merrill Lynch |
Revance Therapeutics |
02/05/14 |
$16.00 |
RVNC |
761330109 |
IPO |
Cowen & Company, Piper Jaffray |
Envision Healthcare |
02/05/14 |
$30.50 |
EVHC |
29413U103 |
ADD-ON |
Goldman Sachs, Barclays,BofA Merrill Lynch, Citigroup |
Continental Building Products |
02/04/14 |
$14.00 |
CBPX |
211171103 |
IPO |
Citigroup,Credit Suisse |
Intrawest Resorts Holdings |
01/30/14 |
$12.00 |
SNOW |
46090K109 |
IPO |
Goldman Sachs, Credit Suisse, Deutsche Bank, BofA Merrill Lynch |
XPO Logistics |
01/30/14 |
$25.00 |
XPO |
983793100 |
ADD-ON |
Credit Suisse, Citigroup, Deutsche Bank, JP Morgan |
Rexnord |
01/30/14 |
$25.75 |
RXN |
76169B102 |
ADD-ON |
Goldman Sachs, Baird, Credit Suisse |
Montage Technology Group |
01/30/14 |
$21.00 |
MONT |
G6209T105 |
ADD-ON |
Deutsche Bank, Stifel, Barclays |
TESARO |
01/29/14 |
$31.50 |
TSRO |
881569107 |
ADD-ON |
Citigroup, Deutsche Bank, Leerink Partners |
Banco de Chile |
01/28/14 |
$74.23 |
BCH |
059520106 |
ADD-ON |
Citigroup |
Aratana Therapeutics |
01/28/14 |
$19.00 |
PETX |
03874P101 |
ADD-ON |
Jefferies, Barclays, William Blair |
Independence Realty Trust |
01/23/14 |
$8.30 |
IRT |
45378A106 |
ADD-ON |
Deutsche Bank |
Santander Consumer USA Holdings |
01/22/14 |
$24.00 |
SC |
80283M101 |
IPO |
Citigroup, JP Morgan |
EP Energy |
01/16/14 |
$20.00 |
EPE |
268785102 |
IPO |
Credit Suisse, JP Morgan |
Orchid Island Capital |
01/16/14 |
$12.50 |
ORC |
68571X103 |
ADD-ON |
Ladenburg Thalmann, Oppenheimer |
American Capital Senior Floating |
01/15/14 |
$15.00 |
ACSF |
02504D108 |
IPO |
Morgan Stanley, Citigroup, Deutsche Bank, UBS, Keefe Bruyette & Woods |
Altisource Residential |
01/15/14 |
$34.00 |
RESI |
02153W100 |
ADD-ON |
Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, Wells Fargo |
NCI Building Systems |
01/09/14 |
$18.00 |
NCS |
628852204 |
ADD-ON |
Credit Suisse, Citigroup,RBC, UBS |
Rouse Properties |
01/07/14 |
$19.50 |
RSE |
779287101 |
ADD-ON |
BofA Merrill Lynch, Barclays,RBC, Credit Suisse, KeyBanc |
Scorpio Bulkers |
12/11/13 |
$9.75 |
SALT |
Y7546A106 |
IPO |
Deutsche Bank |
Hilton Worldwide Holdings |
12/11/13 |
$20.00 |
HLT |
43300A104 |
IPO |
Deutsche Bank, Goldman Sachs, BofA Merrill Lynch, Morgan Stanley, JP Morgan, Wells Fargo |
Kindred Biosciences |
12/11/13 |
$7.00 |
KIN |
494577109 |
IPO |
BMO, Guggenheim Securities |
MiMedx Group |
12/11/13 |
$6.80 |
MDXG |
602496101 |
ADD-ON |
Canaccord Genuity |
SeaWorld Entertainment |
12/11/13 |
$30.00 |
SEAS |
81282V100 |
ADD-ON |
Goldman Sachs, JP Morgan, Deutsche Bank |
Pinnacle Foods |
12/11/13 |
$26.75 |
PF |
72348P104 |
ADD-ON |
Barclays, BofA Merrill Lynch |
HomeAway |
12/11/13 |
$37.00 |
AWAY |
43739Q100 |
ADD-ON |
Deutsche Bank, JP Morgan, Goldman Sachs, Morgan Stanley |
Taminco |
12/11/13 |
$20.00 |
TAM |
87509U106 |
ADD-ON |
Citigroup, Goldman Sachs, Credit Suisse, Deutsche Bank |
Valero Energy Partners |
12/10/13 |
$23.00 |
VLP |
91914J102 |
IPO |
JP Morgan, Barclays |
Autohome |
12/10/13 |
$17.00 |
ATHM |
05278C107 |
IPO |
Deutsche Bank, Goldman Sachs |
Ring Energy |
12/05/13 |
$10.00 |
REI |
76680V108 |
ADD-ON |
SunTrust Robinson Humphrey |
Celldex Therapeutics |
12/04/13 |
$24.50 |
CLDX |
15117B103 |
ADD-ON |
Jefferies, Leerink Swan |
Del Frisco's Restaurant Group |
12/04/13 |
$19.50 |
DFRG |
245077102 |
ADD-ON |
Deutsche Bank, Piper Jaffray, Wells Fargo |
Seadrill Partners |
12/03/13 |
$29.50 |
SDLP |
Y7545W109 |
ADD-ON |
Citigroup, BofA Merrill Lynch, Goldman Sachs, Morgan Stanley, Wells Fargo, Deutsche Bank, RBC |
Norwegian Cruise Line Holdings |
12/03/13 |
$33.25 |
NCLH |
G66721104 |
ADD-ON |
UBS, Barclays |
Sprouts Farmers Market |
11/25/13 |
$37.00 |
SFM |
85208M102 |
ADD-ON |
Goldman Sachs, Credit Suisse,BofA Merrill Lynch |
Evogene Ltd. |
11/20/13 |
$14.75 |
EVGN |
M4119S104 |
IPO |
Credit Suisse, Deutsche Bank |
T-Mobile US |
11/14/13 |
$25.00 |
TMUS |
872590104 |
ADD-ON |
Morgan Stanley, Goldman Sachs, JP Morgan, Credit Suisse, Deutsche Bank
|
8x8 |
11/14/13 |
$9.25 |
EGHT |
282914100 |
ADD-ON |
BofA Merrill Lynch, Barclays, Deutsche Bank |
CDW |
11/13/13 |
$20.50 |
CDW |
12514G108 |
ADD-ON |
JP Morgan, Barclays, Goldman Sachs |
Tandem Diabetes Care |
11/13/13 |
$15.00 |
TNDM |
875372104 |
IPO |
BofA Merrill Lynch, Piper Jaffray |
Eros International Plc |
11/12/13 |
$12.00 |
EROS |
G3788M114 |
IPO |
Deutsche Bank, BofA Merrill Lynch, UBS |
Dynagas LNG Partners LP |
11/12/13 |
$18.00 |
DLNG |
Y2188B108 |
IPO |
Credit Suisse, BofA Merrill Lynch, Morgan Stanley, Barclays, Deutsche Bank |
Extended Stay America |
11/12/13 |
$20.00 |
STAY |
30224P200 |
IPO |
Deutsche Bank, Goldman Sachs, JP Morgan |
Boise Cascade |
11/07/13 |
$22.50 |
BCC |
09739D100 |
ADD-ON |
BofA Merrill Lynch, Goldman Sachs |
Constellium N.V. |
11/07/13 |
$17.00 |
CSTM |
N22035104 |
ADD-ON |
Goldman Sachs, Deutsche Bank, JP Morgan, Morgan Stanley |
Toll Brothers |
11/07/13 |
$32.00 |
TOL |
889478103 |
ADD-ON |
Citigroup, Deutsche Bank, SunTrust Robinson Humphrey, RBS |
Tetraphase Pharmaceuticals |
11/06/13 |
$10.00 |
TTPH |
88165N105 |
ADD-ON |
BMO Capital Markets, Stifel |
LGI Homes |
11/06/13 |
$11.00 |
LGIH |
50187T106 |
IPO |
Deutsche Bank, JMP Securities, JP Morgan |
Norcraft Companies |
11/06/13 |
$16.00 |
NCFT |
65557Y105 |
IPO |
Citigroup, UBS, Deutsche Bank, RBC |
Midcoast Energy Partners LP |
11/06/13 |
$18.00 |
MEP |
59564N103 |
IPO |
BofA Merrill Lynch, Barclays, Citigroup |
Mavenir Systems |
11/06/13 |
$10.00 |
MVNR |
577675101 |
IPO |
Morgan Stanley, BofA Merrill Lynch, Deutsche Bank |
Twitter |
11/06/13 |
$26.00 |
TWTR |
90184L102 |
IPO |
Goldman Sachs, Morgan Stanley, JP Morgan |
Arc Logistics Partners LP |
11/05/13 |
$19.00 |
ARCX |
03879N101 |
IPO |
Citigroup, Barclays, SunTrust Robinson Humphrey, Wells Fargo |
Avianca Holdings |
11/05/13 |
$15.00 |
AVH |
05367G100 |
IPO |
JP Morgan, Citigroup |
Blue Capital Reinsurance Holdings |
11/05/13 |
$20.00 |
BCRH |
G1190F107 |
IPO |
Deutsche Bank, Barclays, Keefe Bruyette & Woods, Raymond James, UBS, RBC |
Qunar Cayman Islands |
10/31/13 |
$15.00 |
QUNR |
74906P104 |
IPO |
Goldman Sachs, Deutsche Bank |
Brixmor Property Group |
10/29/13 |
$20.00 |
BRX |
11120U105 |
IPO |
BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo |
Criteo S.A. |
10/29/13 |
$31.00 |
CRTO |
226718104 |
IPO |
JP Morgan, Deutsche Bank, Jefferies |
Surgical Care Affiliates |
10/29/13 |
$24.00 |
SCAI |
86881L106 |
IPO |
JP Morgan, Citigroup |
CommScope Holding |
10/24/13 |
$15.00 |
COMM |
20337X109 |
IPO |
JP Morgan, Deutsche Bank, BofA Merrill Lynch |
Endurance International Group |
10/24/13 |
$12.00 |
EIGI |
29272B105 |
IPO |
Goldman Sachs, Credit Suisse, Morgan Stanley |
ING U.S. |
10/23/13 |
$29.50 |
VOYA |
45685E106 |
ADD-ON |
Morgan Stanley, Goldman Sachs, Citigroup, BofA Merrill Lynch |
Crown Castle International |
10/22/13 |
$74.00 |
CCI |
228227104 |
ADD-ON |
Morgan Stanley, BofA Merrill Lynch, JP Morgan, Barclays |
Guidewire Software |
10/22/13 |
$48.75 |
GWRE |
40171V100 |
ADD-ON |
JP Morgan, Deutsche Bank |
Plains GP Holdings |
10/15/13 |
$22.00 |
PAGP |
72651A108 |
IPO |
Barclays, Goldman Sachs, JP Morgan, BofA Merrill Lynch, Citigroup, UBS, Wells Fargo |
Veeva Systems |
10/15/13 |
$20.00 |
VEEV |
922475108 |
IPO |
Morgan Stanley, Deutsche Bank |
Envestnet |
10/10/13 |
$29.25 |
ENV |
29404K106 |
ADD-ON |
William Blair, Stifel |
Buckeye Partners |
10/10/13 |
$62.61 |
BPL |
118230101 |
ADD-ON |
Barclays, Morgan Stanley, UBS, Wells Fargo |
MacroGenics |
10/09/13 |
$16.00 |
MGNX |
556099109 |
IPO |
BofA Merrill Lynch, Leerink Swann |
Western Refining Logistics |
10/09/13 |
$22.00 |
WNRL |
95931Q205 |
IPO |
BofA Merrill Lynch, Barclays |
QTS Realty Trust |
10/08/13 |
$21.00 |
QTS |
74736A103 |
IPO |
Goldman Sachs, Jefferies |
SFX Entertainment |
10/08/13 |
$13.00 |
SFXE |
784178303 |
IPO |
UBS, Jefferies, Deutsche Bank |
Empire State Realty Trust |
10/01/13 |
$13.00 |
ESRT |
292104106 |
IPO |
Goldman Sachs, BofA Merrill Lynch |
Fate Therapeutics |
09/30/13 |
$6.00 |
FATE |
31189P102 |
IPO |
Cowen & Company, BMO |
Violin Memory |
09/26/13 |
$9.00 |
VMEM |
92763A101 |
IPO |
JP Morgan, Deutsche Bank, BofA Merrill Lynch |
Emerald Oil |
09/26/13 |
$6.70 |
EOX |
29101U209 |
ADD-ON |
Credit Suisse |
Montage Technology Group |
09/25/13 |
$10.00 |
MONT |
61199BA08 |
IPO |
Deutsche Bank, Barclays |
Altisource Residential |
09/25/13 |
$21.00 |
RESI |
02153W100 |
ADD-ON |
Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, Wells Fargo |
Capitala Finance |
09/24/13 |
$20.00 |
CPTA |
14054R106 |
IPO |
Deutsche Bank, UBS, Barclays |
ClubCorp Holdings |
09/19/13 |
$14.00 |
MYCC |
18948M108 |
IPO |
Goldman Sachs, Jefferies, Citigroup |
JinkoSolar Holding |
09/19/13 |
$16.25 |
JKS |
47759T100 |
ADD-ON |
Credit Suisse, JP Morgan, Jefferies |
Shutterstock |
09/19/13 |
$60.00 |
SSTK |
825690100 |
ADD-ON |
Morgan Stanley, Deutsche Bank, Jefferies |
Controladora Vuela Compania De Aviacion |
09/17/13 |
$12.00 |
VLRS |
21240E105 |
IPO |
Deutsche Bank, Morgan Stanley, UBS |
Benefitfocus |
09/17/13 |
$26.50 |
BNFT |
08180D106 |
IPO |
Goldman Sachs, Deutsche Bank, Jefferies |
EVERTEC |
09/12/13 |
$22.50 |
EVTC |
30040P103 |
ADD-ON |
Goldman Sachs, JP Morgan |
Sanchez Energy |
09/12/13 |
$23.00 |
SN |
79970Y105 |
ADD-ON |
Johnson Rice, RBC |
SunEdison |
09/12/13 |
$7.25 |
SUNE |
86732Y109 |
ADD-ON |
Deutsche Bank, Goldman Sachs |
UMB Financial |
09/10/13 |
$54.00 |
UMBF |
902788108 |
ADD-ON |
BofA Merrill Lynch |
Xoom |
09/10/13 |
$30.50 |
XOOM |
98419Q101 |
ADD-ON |
Barclays, Needham & Company |
TriMas |
09/10/13 |
$35.40 |
TRS |
896215209 |
ADD-ON |
Deutsche Bank, JP Morgan |
ExOne |
09/09/13 |
$62.00 |
XONE |
302104104 |
ADD-ON |
FBR |
Jarden |
09/04/13 |
$47.00 |
JAH |
471109108 |
ADD-ON |
Barclays |
Matador Resources |
09/04/13 |
$15.25 |
MTDR |
576485205 |
ADD-ON |
RBC, Citigroup, Scotiabank |
Regado Biosciences |
08/21/13 |
$4.00 |
RGDO |
75874Q107 |
IPO |
Cowen and Company, BMO |
Sophiris Bio |
08/15/13 |
$5.00 |
SPHS |
83578Q209 |
IPO |
Citigroup, Leerink Swann |
Envision Healthcare Holdings |
08/13/13 |
$23.00 |
EVHC |
29413U103 |
IPO |
Goldman Sachs, Barclays, BofA Merrill Lynch, Citigroup |
Roadrunner Transportation Systems |
08/13/13 |
$27.00 |
RRTS |
76973Q105 |
ADD-ON |
Baird, Morgan Stanley, Deutsche Bank |
QEP Midstream Partners LP |
08/08/13 |
$21.00 |
QEPM |
74735R115 |
IPO |
Wells Fargo, Morgan Stanley, Citigroup, Deutsche Bank, JP Morgan |
Datalink |
08/08/13 |
$11.00 |
DTLK |
237934104 |
ADD-ON |
Canaccord Genuity |
XPO Logistics |
08/07/13 |
$22.75 |
XPO |
983793100 |
ADD-ON |
Credit Suisse, Morgan Stanley, Deutsche Bank |
KAR Auction Services |
08/07/13 |
$25.00 |
KAR |
48238T109 |
ADD-ON |
Credit Suisse, Goldman Sachs, JP Morgan |
DCP Midstream Partners LP |
08/07/13 |
$50.04 |
DPM |
23311P100 |
ADD-ON |
Barclays, BofA Merrill Lynch, Citigroup, Morgan Stanley, Wells Fargo |
YuMe |
08/06/13 |
$9.00 |
YUME |
98872B104 |
IPO |
Citigroup, Deutsche Bank |
Allison Transmission Holdings |
08/06/13 |
$22.00 |
ALSN |
01973R101 |
ADD-ON |
BofA Merrill Lynch, Citigroup, JP Morgan |
Marrone Bio Innovations |
08/01/13 |
$12.00 |
MBII |
57165B106 |
IPO |
Jefferies, Piper Jaffray |
Boyd Gaming |
08/01/13 |
$12.00 |
BYD |
103304101 |
ADD-ON |
Deutsche Bank, JP Morgan |
Sprouts Farmers Market |
07/31/13 |
$18.00 |
SFM |
85208M102 |
IPO |
Goldman Sachs, Credit Suisse |
Cousins Properties |
07/30/13 |
$10.00 |
CUZ |
222795106 |
ADD-ON |
JP Morgan, BofA Merrill Lynch |
Del Frisco's Restaurant Group |
07/25/13 |
$21.25 |
DFRG |
245077102 |
ADD-ON |
Deutsche Bank, Piper Jaffray, Wells Fargo |
Conatus Pharmaceuticals |
07/24/13 |
$11.00 |
CNAT |
20600T108 |
IPO |
Stifel, Piper Jaffray |
TearLab |
07/24/13 |
$13.50 |
TEAR |
878193101 |
ADD-ON |
Canaccord Genuity, Craig-Hallum |
Rally Software Development |
07/24/13 |
$24.75 |
RALY |
751198102 |
ADD-ON |
Deutsche Bank, Piper Jaffray |
Boise Cascade |
07/24/13 |
$27.00 |
BCC |
09739D100 |
ADD-ON |
BofA Merrill Lynch, Goldman Sachs |
Phillips 66 Partners LP |
07/22/13 |
$23.00 |
PSXP |
718549207 |
IPO |
JP Morgan, Morgan Stanley |
UCP |
07/17/13 |
$15.00 |
UCP |
90265Y106 |
ADD-ON |
Citigroup, Deutsche Bank, Zelman Partners |
The WhiteWave Foods Company |
07/17/13 |
$17.75 |
WWAV |
966244105 |
ADD-ON |
JP Morgan, BofA Merrill Lynch |
Berry Plastics Group |
07/17/13 |
$21.63 |
BERY |
08579W103 |
ADD-ON |
Citigroup,
BofA Merrill Lynch |
NRG Yield |
07/16/13 |
$22.00 |
NYLD |
62942X108 |
IPO |
BofA Merrill Lynch, Goldman Sachs, Citi |
Regulus Therapeutics |
07/16/13 |
$9.50 |
RGLS |
75915K101 |
ADD-ON |
Lazard, Cowen and Company, BMO |
EQT Midstream Partners LP |
07/16/13 |
$43.50 |
EQM |
26885B100 |
ADD-ON |
Citigroup, Barclays, BofA Merrill Lynch |
Fly Leasing Limited |
07/11/13 |
$14.00 |
FLY |
34407D109 |
ADD-ON |
Morgan Stanley, Citigroup, Deutsche Bank, RBC |
Fifth Street Senior Floating Rate |
07/11/13 |
$15.00 |
FSFR |
31679F101 |
IPO |
Morgan Stanley, Deutsche Bank, UBS, Barclays |
NGL Energy Partners LP |
07/09/13 |
$29.00 |
NGL |
62913M107 |
ADD-ON |
Deutsche Bank, RBC, BofA Merrill Lynch, Goldman Sachs, UBS, Raymond James |
Aratana Therapeutics |
06/26/13 |
$6.00 |
PETX |
03874P101 |
IPO |
Stifel, Lazard |
CDW |
06/26/13 |
$17.00 |
CDW |
12514G108 |
IPO |
JP Morgan, Barclays, Goldman Sachs |
Ares Commercial Real Estate |
06/20/13 |
$13.50 |
ACRE |
04013V108 |
ADD-ON |
Credit Suisse, Citigroup, Wells Fargo, BofA Merrill Lynch, JP Morgan |
Ashford Hospitality Trust |
06/20/13 |
$12.00 |
AHT |
044103109 |
ADD-ON |
BofA Merrill Lynch, Deutsche Bank, Morgan Stanley |
Rexnord |
06/20/13 |
$16.00 |
RXN |
76169B102 |
ADD-ON |
Deutsche Bank, Goldman Sachs, BofA Merrill Lynch, Credit Suisse |
Repros Therapeutics |
06/19/13 |
$19.00 |
RPRX |
76028H209 |
ADD-ON |
BofA Merrill Lynch |
Weyerhaeuser |
06/18/13 |
$27.75 |
WY |
962166104 |
ADD-ON |
Morgan Stanley, Deutsche Bank, Citigroup |
Coty |
06/12/13 |
$17.50 |
COTY |
222070203 |
IPO |
BofA Merrill Lynch, JP Morgan, Morgan Stanley, Barclays, Deutsche Bank, Wells Fargo |
Atlas Resource Partners LP |
06/10/13 |
$21.75 |
ARP |
04941A101 |
ADD-ON |
Wells Fargo, BofA Merrill Lynch, Citigroup, Deutsche Bank, JP Morgan, Morgan Stanley, RBC |
PBF Energy |
06/06/13 |
$27.00 |
PBF |
69318G106 |
ADD-ON |
Citigroup, Morgan Stanley, Credit Suisse, Deutsche Bank |
U.S. Silica Holdings |
06/05/13 |
$19.60 |
SLCA |
90346E103 |
ADD-ON |
Morgan Stanley, BofA Merrill Lynch |
KAR Auction Services |
06/05/13 |
$21.25 |
KAR |
48238T109 |
ADD-ON |
Credit Suisse, Goldman Sachs, JP Morgan |
Ubiquiti Networks |
06/04/13 |
$16.00 |
UBNT |
90347A100 |
ADD-ON |
Credit Suisse, BofA Merrill Lynch, Raymond James |
Air Lease |
05/30/13 |
$26.75 |
AL |
00912X302 |
ADD-ON |
Credit Suisse, Goldman Sachs |
Ply Gem Holdings |
05/22/13 |
$21.00 |
PGEM |
72941W100 |
IPO |
JP Morgan, Credit Suisse, Goldman Sachs, UBS,
Deutsche Bank |
Constellium Holdco B.V. |
05/22/13 |
$15.00 |
CSTM |
N22035104 |
IPO |
Goldman Sachs, Deutsche Bank, JP Morgan |
Blackstone Mortgage Trust |
05/22/13 |
$25.50 |
BXMT |
09257W100 |
ADD-ON |
Citigroup, BofA Merrill Lynch, JP Morgan, Deutsche Bank, Wells Fargo, UBS |
Bloomin' Brands |
05/22/13 |
$21.50 |
BLMN |
094235108 |
ADD-ON |
BofA Merrill Lynch, Morgan Stanley, JP Morgan |
Wesco Aircraft Holdings |
05/22/13 |
$16.00 |
WAIR |
950814103 |
ADD-ON |
Barclays, JP Morgan |
PGT |
05/21/13 |
$7.75 |
PGTI |
69336V101 |
ADD-ON |
Credit Suisse, Deutsche Bank |
Emerald Oil |
05/16/13 |
$6.10 |
EOX |
29101U209 |
ADD-ON |
Canaccord Genuity, Johnson Rice & Co. |
TC PipeLines, LP |
05/16/13 |
$43.85 |
TCP |
87233Q108 |
ADD-ON |
Wells Fargo, BofA Merrill Lynch, JP Morgan, Morgan Stanley, UBS |
CVR Refining, LP |
05/14/13 |
$30.75 |
CVRR |
12663P107 |
ADD-ON |
Credit Suisse, Barclays, Citigroup, Jefferies, UBS, JP Morgan |
Trade Street Residential |
05/13/13 |
$10.00 |
TSRE |
89255N203 |
IPO |
Sandler O'Neill |
Tallgrass Energy Partners LP |
05/13/13 |
$21.50 |
TEP |
874697105 |
IPO |
Barclays, Citigroup, BofA Merrill Lynch, Deutsche Bank |
Nielsen Holdings |
05/13/13 |
$35.01 |
NLSN |
N63218106 |
ADD-ON |
JP Morgan, Citigroup, Deutsche Bank, Goldman Sachs |
Apollo Global Management |
05/09/13 |
$25.00 |
APO |
037612306 |
ADD-ON |
JP Morgan, Citigroup, Credit Suisse, Goldman Sachs, Morgan Stanley |
3D Systems |
05/09/13 |
$40.00 |
DDD |
88554D205 |
ADD-ON |
Needham & Company |
Quintiles Transnational Holdings |
05/08/13 |
$40.00 |
Q |
74876Y101 |
IPO |
Morgan Stanley, Barclays, JP Morgan |
Health Care REIT |
05/08/13 |
$73.50 |
HCN |
42217K106 |
ADD-ON |
UBS, Deutsche Bank, Wells Fargo |
Colfax |
05/07/13 |
$44.25 |
CFX |
194014106 |
ADD-ON |
Deutsche Bank |
Vantiv |
05/07/13 |
$23.75 |
VNTV |
92210H105 |
ADD-ON |
JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley, Deutsche Bank, Citigroup, Wells Fargo |
ING U.S. |
05/01/13 |
$19.50 |
VOYA |
45685E106 |
IPO |
Morgan Stanley, Goldman Sachs, Citigroup |
Sinclair Broadcast Group |
05/01/13 |
$27.25 |
SBGI |
829226109 |
ADD-ON |
Wells Fargo, JP Morgan |
GW Pharmaceuticals PLC |
05/01/13 |
$8.90 |
GWPH |
36197T103 |
IPO |
Lazard, Cowen and Company |
Northern Tier Energy LP |
04/30/13 |
$26.28 |
NTI |
665826103 |
ADD-ON |
Barclays, BofA Merrill Lynch, Goldman Sachs, Citigroup, Credit Suisse, UBS |
Altisource Residential |
04/25/13 |
$18.75 |
RESI |
02153W100 |
ADD-ON |
Citigroup, Credit Suisse, Deutsche Bank, JP Morgan |
StealthGas |
04/24/13 |
$10.00 |
GASS |
Y81669106 |
ADD-ON |
Wells Fargo,
Deutsche Bank |
SeaWorld Entertainment |
04/18/13 |
$27.00 |
SEAS |
81282V100 |
IPO |
Goldman Sachs, JP Morgan, Citigroup, BofA Merrill Lynch, Barclays, Wells Fargo |
Blackhawk Network Holdings |
04/18/13 |
$23.00 |
HAWK |
09238E104 |
IPO |
Goldman Sachs, BofA Merrill Lynch, Citigroup, Deutsche Bank |
Berry Plastics Group |
04/18/13 |
$17.00 |
BERY |
08579W103 |
ADD-ON |
Citigroup, BofA Merrill Lynch |
BioScrip |
04/18/13 |
$12.00 |
BIOS |
09069N108 |
ADD-ON |
Jefferies, Morgan Stanley, SunTrust Robinson Humphrey |
Intelsat S.A. |
04/17/13 |
$18.00 |
I |
L5140P101 |
IPO |
Goldman Sachs, JP Morgan, Morgan Stanley, BofA Merrill Lynch |
Taminco |
04/17/13 |
$15.00 |
TAM |
87509U106 |
IPO |
Citigroup, Goldman Sachs, Credit Suisse, JP Morgan |
Atlas Pipeline Partners LP |
04/17/13 |
$34.00 |
APL |
049392103 |
ADD-ON |
Citigroup, BofA Merrill Lynch, Deutsche Bank, JP Morgan, Morgan Stanley, Wells Fargo |
Rally Software Development |
04/11/13 |
$14.00 |
RALY |
751198102 |
IPO |
Deutsche Bank, Piper Jaffray |
EVERTEC |
04/11/13 |
$20.00 |
EVTC |
30040P103 |
IPO |
Goldman Sachs, JP Morgan |
Chimerix |
04/10/13 |
$14.00 |
CMRX |
16999B385 |
IPO |
Morgan Stanley, Cowen and Company |
Taylor Morrison Home |
04/09/13 |
$22.00 |
TMHC |
87724P106 |
IPO |
Credit Suisse, Citigroup |
Marin Software |
03/21/13 |
$14.00 |
MRIN |
56804T106 |
IPO |
Goldman Sachs, Deutsche Bank |
West Corporation |
03/21/13 |
$20.00 |
WSTC |
952355204 |
IPO |
Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Barclays, Citigroup, Deutsche Bank, Wells Fargo |
Graphic Packaging |
03/21/13 |
$7.00 |
GPK |
388689101 |
ADD-ON |
Goldman Sachs, BofA Merrill Lynch, JP Morgan, Citigroup, Deutsche Bank |
Aviv REIT |
03/20/13 |
$20.00 |
AVIV |
05381L101 |
IPO |
Morgan Stanley, BofAMerrill Lynch, Goldman Sachs |
Model N |
03/19/13 |
$15.50 |
MODN |
607525102 |
IPO |
JP Morgan, Deutsche Bank |
Delek US Holdings |
03/14/13 |
$39.50 |
DK |
246647101 |
ADD-ON |
Barclays, Deutsche Bank, Credit Suisse, Goldman Sachs |
Trulia |
03/14/13 |
$29.75 |
TRLA |
897888103 |
ADD-ON |
Deutsche Bank, JP Morgan, RBC, Needham & Co., William Blair |
Kennedy-Wilson Holdings |
03/14/13 |
$15.70 |
KW |
489398107 |
ADD-ON |
BofA Merrill Lynch, Deutsche Bank, Morgan Stanley |
U.S. Silica Holdings |
03/13/13 |
$22.00 |
SLCA |
90346E103 |
ADD-ON |
Morgan Stanley, BofA Merrill Lynch, Simmons, Jefferies, Wells Fargo |
Vipshop Holdings Limited |
03/13/13 |
$24.00 |
VIPS |
92763W103 |
ADD-ON |
Goldman Sachs, Deutsche Bank, JP Morgan |
Yandex N.V. |
03/12/13 |
$22.75 |
YNDX |
N97284108 |
ADD-ON |
Morgan Stanley, Deutsche Bank, Goldman Sachs |
Discovery Communications |
03/06/13 |
$64.75 |
DISCK |
25470F302 |
ADD-ON |
BofA Merrill Lynch,JP Morgan, Citigroup |
KAR Auction Services |
03/06/13 |
$19.25 |
KAR |
48238T109 |
ADD-ON |
Credit Suisse, Goldman Sachs, JP Morgan |
DCP Midstream Partners LP |
02/28/13 |
$40.63 |
DPM |
23311P100 |
ADD-ON |
Wells Fargo, BofA Merrill Lynch, Barclays, Citigroup, Morgan Stanley |
TESARO |
02/27/13 |
$18.00 |
TSRO |
881569107 |
ADD-ON |
Citigroup, Morgan Stanley |
Nielsen Holdings |
02/14/13 |
$32.55 |
NLSN |
N63218106 |
ADD-ON |
JP Morgan, Citigroup, Goldman Sachs |
ZAIS Financial |
02/07/13 |
$21.25 |
ZFC |
98886K108 |
IPO |
Deutsche Bank, Citigroup, Barclays, Credit Suisse |
Boise Cascade |
02/05/13 |
$21.00 |
BCC |
09739D100 |
IPO |
BofA Merrill Lynch, Goldman Sachs |
MagnaChip Semiconductor |
02/05/13 |
$14.50 |
MX |
55933J203 |
ADD-ON |
Barclays, Deutsche Bank, Citigroup, UBS |
Zoetis |
01/31/13 |
$26.00 |
ZTS |
98978V103 |
IPO |
JP Morgan, BofA Merrill Lynch, Morgan Stanley |
Bonanza Creek Energy |
01/31/13 |
$29.50 |
BCEI |
097793103 |
ADD-ON |
Credit Suisse, Raymond James |
TRI Pointe Homes |
01/30/13 |
$17.00 |
TPH |
87265H109 |
IPO |
Citigroup, Deutsche Bank, FBR |
Five Below |
01/29/13 |
$35.65 |
FIVE |
33829M101 |
ADD-ON |
Goldman Sachs, Barclays, Jefferies |
KB Home |
01/23/13 |
$18.25 |
KBH |
48666K109 |
ADD-ON |
Credit Suisse, Citigroup, BofA Merrill Lynch, Deutsche Bank |
CyrusOne, Inc |
01/17/13 |
$19.00 |
CONE |
23283R100 |
IPO |
Morgan Stanley, BofA Merrill Lynch |
Norwegian Cruise Line Holdings |
01/17/13 |
$19.00 |
NCLH |
G66721104 |
IPO |
UBS, Barclays, Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan |
Northern Tier Energy LP |
01/17/13 |
$24.46 |
NTI |
665826103 |
ADD-ON |
Barclays, BofA Merrill Lynch, Goldman Sachs, Citigroup, UBS |
Alnylam Pharmaceuticals |
01/15/13 |
$20.13 |
ALNY |
02043Q107 |
ADD-ON |
JP Morgan, Morgan Stanley |
Summit Hotel Properties |
01/08/13 |
$9.00 |
INN |
866082100 |
ADD-ON |
Deutsche Bank, Raymond James, Baird, RBC |
Tesoro Logistics LP |
01/08/13 |
$41.70 |
TLLP |
88160T107 |
ADD-ON |
Wells Fargo, Barclays, Citigroup, BofA Merrill Lynch |
Headwaters |
12/18/12 |
$7.25 |
HW |
42210P102 |
ADD-ON |
Deutsche Bank, Stifel Nicolaus Weisel |
PBF Energy |
12/12/12 |
$26.00 |
PBF |
69318G106 |
IPO |
Citigroup, Morgan Stanley, Credit Suisse, Deutsche Bank |
The Williams Companies |
12/12/12 |
$31.00 |
WMB |
969457100 |
ADD-ON |
Citigroup, Barclays, UBS |
Access Midstream Partners LP |
12/12/12 |
$32.15 |
ACMP |
00434L109 |
ADD-ON |
Citigroup, Barclays, UBS, BofA Merrill Lynch, Morgan Stanley, Wells Fargo |
Graphic Packaging |
12/12/12 |
$6.10 |
GPK |
388689101 |
ADD-ON |
Goldman Sachs, BofA Merrill Lynch, JP Morgan, Citigroup, Deutsche Bank |
Western Gas Equity Partners LP |
12/06/12 |
$22.00 |
WGP |
95825R103 |
IPO |
Barclays, Citigroup, Deutsche Bank, Morgan Stanley |
KAR Auction Services |
12/05/12 |
$17.50 |
KAR |
48238T109 |
ADD-ON |
Credit Suisse, Goldman Sachs, JP Morgan |
WhiteHorse Finance |
12/04/12 |
$15.00 |
WHF |
96524V106 |
IPO |
Deutsche Bank, JP Morgan, Citigroup, Barclays |
Atlas Pipeline Partners LP |
12/04/12 |
$31.00 |
APL |
049392103 |
ADD-ON |
Wells Fargo, Deutsche Bank, BofA Merrill Lynch |
Supernus Pharmaceuticals |
11/29/12 |
$8.00 |
SUPN |
868459108 |
ADD-ON |
Jefferies, Piper Jaffray, Cowen and Company |
Equity Residential |
11/28/12 |
$54.75 |
EQR |
29476L107 |
ADD-ON |
Morgan Stanley |
CAI International |
11/28/12 |
$19.85 |
CAP |
12477X106 |
ADD-ON |
Credit Suisse, Wells Fargo, Keefe Bruyette & Woods |
AvalonBay Communities |
11/28/12 |
$130.00 |
AVB |
053484101 |
ADD-ON |
Goldman Sachs |
YY, Inc. |
11/20/12 |
$10.50 |
YY |
98426T106 |
IPO |
Morgan Stanley, Deutsche Bank, Citigroup |
Atlas Resource Partners LP |
11/20/12 |
$23.01 |
ARP |
04941A101 |
ADD-ON |
Wells Fargo, BofA Merrill Lynch, Citigroup, Deutsche Bank, JP Morgan |
Ruckus Wireless |
11/15/12 |
$15.00 |
RKUS |
781220108 |
IPO |
Goldman Sachs, Morgan Stanley, Deutsche Bank |
Targa Resources Partners LP |
11/15/12 |
$36.00 |
NGLS |
87611X105 |
ADD-ON |
BofA Merrill Lynch, Barclays, Citigroup, JP Morgan, Morgan Stanley, UBS |
ServiceNow |
11/14/12 |
$28.00 |
NOW |
81762P102 |
ADD-ON |
Morgan Stanley, Citigroup, Deutsche Bank |
AK Steel |
11/14/12 |
$4.00 |
AKS |
001547108 |
ADD-ON |
JP Morgan, Credit Suisse |
Armstrong World Industries |
11/07/12 |
$51.00 |
AWI |
04247X102 |
ADD-ON |
BofA Merrill Lynch, Barclays, Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan |
Southcross Energy Partners |
11/01/12 |
$20.00 |
SXE |
84130C100 |
IPO |
Citigroup, Wells Fargo, Barclays, JP Morgan |
Delek Logistics Partners |
11/01/12 |
$21.00 |
DKL |
24664T103 |
IPO |
BofA Merrill Lynch, Barclays, Goldman Sachs, Wells Fargo |
The WhiteWave Foods Company |
10/25/12 |
$17.00 |
WWAV |
966244105 |
IPO |
JP Morgan, Credit Suisse, BofA Merrill Lynch |
MPLX LP |
10/25/12 |
$22.00 |
MPLX |
55336V100 |
IPO |
UBS, BofA Merrill Lynch, Morgan Stanley, Citigroup, JP Morgan |
American Campus Communities |
10/25/12 |
$43.75 |
ACC |
024835100 |
ADD-ON |
BofA Merrill Lynch, KeyBanc Capital Markets, Deutsche Bank, JP Morgan |
Seadrill Partners |
10/18/12 |
$22.00 |
SDLP |
Y7545W109 |
IPO |
Citigroup, Morgan Stanley, Wells Fargo |
Diamondback Energy |
10/11/12 |
$17.50 |
FANG |
25278X109 |
IPO |
Credit Suisse |
Shutterstock |
10/10/12 |
$17.00 |
SSTK |
825690100 |
IPO |
Morgan Stanley, Jefferies, Deutsche Bank |
Ambarella |
10/09/12 |
$6.00 |
AMBA |
G037AX101 |
IPO |
Morgan Stanley, Deutsche Bank |
Berry Plastics Group |
10/03/12 |
$16.00 |
BERY |
08579W103 |
IPO |
BofA Merrill Lynch, Citigroup, Barclays, Deutsche Bank |
LifeLock |
10/02/12 |
$9.00 |
LOCK |
53224V100 |
IPO |
Goldman Sachs, BofA Merrill Lynch, Deutsche Bank |
JAVELIN Mortgage Investment |
10/02/12 |
$20.00 |
JMI |
47200B104 |
IPO |
Deutsche Bank, Citigroup, Barclays, Credit Suisse |
B&G Foods |
10/02/12 |
$30.25 |
BGS |
05508R106 |
ADD-ON |
Credit Suisse, Barclays, RBC Capital Markets |
Summit Midstream Partners |
09/27/12 |
$20.00 |
SMLP |
866142102 |
IPO |
Barclays, BofA Merrill Lynch, Goldman Sachs, Morgan Stanley |
Summit Hotel Properties |
09/27/12 |
$8.15 |
INN |
866082100 |
ADD-ON |
Deutsche Bank, Citigroup, Baird |
Dollar General |
09/27/12 |
$51.75 |
DG |
256677105 |
ADD-ON |
Citigroup, KKR, Goldman Sachs |
Grupo Financiero Santander Mexico |
09/25/12 |
$12.18 |
BSMX |
40053C105 |
IPO |
Santander, UBS, Deutsche Bank, BofA Merrill Lynch |
Trulia |
09/19/12 |
$17.00 |
TRLA |
897888103 |
IPO |
JP Morgan, Deutsche Bank |
Health Care REIT |
09/18/12 |
$56.00 |
HCN |
42217K106 |
ADD-ON |
BofA Merrill Lynch, JP Morgan, Morgan Stanley |
On Assignment |
09/13/12 |
$17.00 |
ASGN |
682159108 |
ADD-ON |
BofA Merrill Lynch, Baird, Wells Fargo |
Textainer Group Holdings |
09/13/12 |
$31.50 |
TGH |
G8766E109 |
ADD-ON |
BofA Merrill Lynch, Wells Fargo, Credit Suisse |
ExactTarget |
09/11/12 |
$22.50 |
ET |
30064K105 |
ADD-ON |
JP Morgan, Deutsche Bank, Stifel Nicolaus Weisel |
American International Group |
09/10/12 |
$32.50 |
AIG |
026874784 |
ADD-ON |
Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan |
Home Loan Servicing Solutions |
09/06/12 |
$15.25 |
HLSS |
G6648D109 |
ADD-ON |
Wells Fargo, Barclays, BofA Merrill Lynch, Citigroup, Deutsche Bank |
Manchester United |
08/09/12 |
$14.00 |
MANU |
G5784H106 |
IPO |
Jefferies, Credit Suisse, JP Morgan |
Performant Financial |
08/09/12 |
$9.00 |
PFMT |
71377E105 |
IPO |
Morgan Stanley, Goldman Sachs, Credit Suisse, Wells Fargo |
Kinder Morgan Management |
08/07/12 |
$73.50 |
KMR |
49455U100 |
ADD-ON |
Barclays, BofA Merrill Lynch |
Peregrine Semiconductor |
08/07/12 |
$14.00 |
PSMI |
71366R703 |
IPO |
JP Morgan, Deutsche Bank |
Vantiv |
08/02/12 |
$21.90 |
VNTV |
92210H105 |
ADD-ON |
JP Morgan, Morgan Stanley, Credit Suisse |
Eloqua |
08/01/12 |
$11.50 |
ELOQ |
290139104 |
IPO |
JP Morgan, Deutsche Bank |
Del Frisco's Restaurant Group |
07/27/12 |
$13.00 |
DFRG |
245077102 |
IPO |
Deutsche Bank, Piper Jaffray, Wells Fargo |
Texas Capital Bancshares |
07/27/12 |
$40.00 |
TCBI |
88224Q107 |
ADD-ON |
Macquarie Capital, Deutsche Bank |
Northern Tier Energy LP |
07/25/12 |
$14.00 |
NTI |
665826103 |
IPO |
Goldman Sachs, Barclays, BofA Merrill Lynch |
Natural Grocers by Vitamin Cottage |
07/24/12 |
$15.00 |
NGVC |
63888U108 |
IPO |
SunTrust Robinson Humphrey, Piper Jaffray |
KAYAK Software |
07/19/12 |
$26.00 |
KYAK |
486577109 |
IPO |
Morgan Stanley, Deutsche Bank |
Five Below |
07/18/12 |
$17.00 |
FIVE |
33829M101 |
IPO |
Goldman Sachs, Barclays, Jefferies |
Kennedy-Wilson Holdings |
07/18/12 |
$13.00 |
KW |
489398107 |
ADD-ON |
BofA Merrill Lynch, Deutsche Bank |
Bazaarvoice |
07/17/12 |
$15.40 |
BV |
073271108 |
ADD-ON |
Morgan Stanley, Deutsche Bank, Credit Suisse |
Beazer Homes USA |
07/10/12 |
$2.90 |
BZH |
07556Q105 |
ADD-ON |
Goldman Sachs, Deutsche Bank, UBS |
American Campus Communities |
07/10/12 |
$44.25 |
ACC |
024835100 |
ADD-ON |
BofA Merrill Lynch, KeyBanc Capital Markets, Deutsche Bank, JP Morgan |
Meritage Homes |
07/09/12 |
$34.75 |
MTH |
59001A102 |
ADD-ON |
Citigroup, Deutsche Bank |
ServiceNow |
06/28/12 |
$18.00 |
NOW |
81762P102 |
IPO |
Morgan Stanley, Citigroup, Deutsche Bank |
EQT Midstream Partners LP |
06/26/12 |
$21.00 |
EQM |
26885B100 |
IPO |
Citigroup, Barclays |
Digital Realty Trust |
06/26/12 |
$72.25 |
DLR |
253868103 |
ADD-ON |
BofA Merrill Lynch, Citigroup |
Dollar General |
06/05/12 |
$46.75 |
DG |
256677105 |
ADD-ON |
Citigroup, Goldman Sachs, KKR |
America First Tax Exempt Investors |
05/30/12 |
$5.06 |
ATAX |
02364V107 |
ADD-ON |
Deutsche Bank, RBC Capital Markets |
Facebook |
05/17/12 |
$38.00 |
FB |
30303M102 |
IPO |
Morgan Stanley, JP Morgan, Goldman Sachs
|
Edwards Group Limited |
05/10/12 |
$8.00 |
EVAC |
281736108 |
IPO |
Barclays, Goldman Sachs, Deutsche Bank |
Magnum Hunter Resources |
05/10/12 |
$4.50 |
MHR |
55973B102 |
ADD-ON |
Credit Suisse, Citigroup |
SXC Health Solutions |
05/10/12 |
$90.60 |
SXCI |
78505P100 |
ADD-ON |
JP Morgan, Barclays, Credit Suisse |
Web.com Group |
05/10/12 |
$15.25 |
WWWW |
94733A104 |
ADD-ON |
JP Morgan, Citigroup, Deutsche Bank |
Audience |
05/09/12 |
$17.00 |
ADNC |
05070J102 |
IPO |
JP Morgan, Credit Suisse, Deutsche Bank |
Western Asset Mortgage |
05/09/12 |
$20.00 |
WMC |
95790D105 |
IPO |
Deutsche Bank, JP Morgan, Citigroup, Jefferies |
PetroLogistics LP |
05/03/12 |
$17.00 |
PDH |
71672U101 |
IPO |
Morgan Stanley, Citigroup, UBS |
The Carlyle Group LP |
05/02/12 |
$22.00 |
CG |
14309L102 |
IPO |
JP Morgan, Citigroup, Credit Suisse |
TriMas |
05/02/12 |
$20.75 |
TRS |
896215209 |
ADD-ON |
Deutsche Bank, Goldman Sachs |
LPL Investment Holdings |
05/01/12 |
$34.50 |
LPLA |
50213H100 |
ADD-ON |
Morgan Stanley, BofA Merrill Lynch, Goldman Sachs, JP Morgan |
MagnaChip Semiconductor |
05/01/12 |
$11.40 |
MX |
55933J203 |
ADD-ON |
Barclays, Deutsche Bank, UBS |
Ares Commercial Real Estate |
04/25/12 |
$18.50 |
ACRE |
04013V108 |
IPO |
Wells Fargo, Citigroup, BofA Merrill Lynch, JP Morgan |
Envivio |
04/24/12 |
$9.00 |
ENVI |
29413T106 |
IPO |
Goldman Sachs, Deutsche Bank, Stifel Nicolaus Weisel |
Proofpoint |
04/19/12 |
$13.00 |
PFPT |
743424103 |
IPO |
Credit Suisse, Deutsche Bank |
Midstates Petroleum |
04/19/12 |
$13.00 |
MPO |
59804T100 |
IPO |
Goldman Sachs, Morgan Stanley, Wells Fargo |
Guidewire Software |
04/18/12 |
$28.25 |
GWRE |
40171V100 |
ADD-ON |
JP Morgan, Citigroup, Deutsche Bank |
Oaktree Capital Group |
04/11/12 |
$43.00 |
OAK |
674001201 |
IPO |
Goldman Sachs, Morgan Stanley |
Forum Energy Technologies |
04/11/12 |
$20.00 |
FET |
34984V100 |
IPO |
JP Morgan, BofA Merrill Lynch, Credit Suisse, Citigroup, Deutsche Bank |
Ocean Rig UDW |
04/11/12 |
$16.25 |
ORIG |
Y64354205 |
ADD-ON |
Deutsche Bank, Credit Suisse |
Retail Properties of America |
04/04/12 |
$8.00 |
RPAI |
76131V202 |
IPO |
JP Morgan, Citigroup, Deutsche Bank, KeyBanc Capital Markets |
TCP Capital |
04/03/12 |
$14.75 |
TCPC |
87238Q103 |
IPO |
Deutsche Bank, Stifel Nicolaus Weisel, Oppenheimer & Co. |
Enphase Energy |
03/29/12 |
$6.00 |
ENPH |
29355A107 |
IPO |
Morgan Stanley, BofA Merrill Lynch, Deutsche Bank |
Rexnord |
03/28/12 |
$18.00 |
RXN |
76169B102 |
IPO |
BofA Merrill Lynch, Goldman Sachs, CreditSuisse, Deutsche Bank, Barclays |
Tangoe |
03/28/12 |
$18.50 |
TNGO |
87582Y108 |
ADD-ON |
Deutsche Bank, Barclays, Stifel, Nicolaus Weisel |
Dollar General |
03/27/12 |
$45.25 |
DG |
256677105 |
ADD-ON |
Citigroup, Goldman Sachs, KKR, Barclays, JP Morgan |
Vipshop Holdings Limited |
03/22/12 |
$6.50 |
VIPS |
92763W103 |
IPO |
Goldman Sachs, Deutsche Bank |
Hercules Offshore |
03/22/12 |
$5.10 |
HERO |
427093109 |
ADD-ON |
Credit Suisse, Goldman Sachs, Deutsche Bank |
Vantiv |
03/21/12 |
$17.00 |
VNTV |
92210H105 |
IPO |
JP Morgan, Morgan Stanley, Credit Suisse, Goldman Sachs, Deutsche Bank |
ExactTarget |
03/21/12 |
$19.00 |
ET |
30064K105 |
IPO |
JP Morgan, Deutsche Bank, Stifel Nicolaus Weisel |
Nielsen Holdings |
03/20/12 |
$30.25 |
NLSN |
N63218106 |
ADD-ON |
JP Morgan, Morgan Stanley |
Demandware |
03/14/12 |
$16.00 |
DWRE |
24802Y105 |
IPO |
Goldman Sachs, Deutsche Bank |
Allison Transmission Holdings |
03/14/12 |
$23.00 |
ALSN |
01973R101 |
IPO |
BofA Merrill Lynch, Citigroup, JP Morgan, Credit Suisse, Morgan Stanley, Goldman Sachs
|
XPO Logistics |
03/14/12 |
$15.75 |
XPO |
983793100 |
ADD-ON |
Morgan Stanley, Deutsche Bank, Jefferies |
GNC Holdings |
03/13/12 |
$33.50 |
GNC |
36191G107 |
ADD-ON |
JP Morgan, Goldman Sachs, Deutsche Bank, Morgan Stanley |
Simon Property Group |
03/08/12 |
$137.00 |
SPG |
828806109 |
ADD-ON |
JP Morgan, BofA Merrill Lynch, Goldman Sachs |
Quality Distribution |
03/07/12 |
$13.00 |
QLTY |
74756M102 |
ADD-ON |
Goldman Sachs, JP Morgan, BofA Merrill Lynch, Credit Suisse |
Home Loan Servicing Solutions |
02/28/12 |
$14.00 |
HLSS |
G6648D109 |
IPO |
Wells Fargo, Barclays Capital, Citigroup, Deutsche Bank |
Colfax |
02/28/12 |
$34.00 |
CFX |
194014106 |
ADD-ON |
Deutsche Bank, BofA Merrill Lynch |
Bazaarvoice |
02/23/12 |
$12.00 |
BV |
073271108 |
IPO |
Morgan Stanley, Deutsche Bank, Credit Suisse |
Cobalt International Energy |
02/23/12 |
$28.00 |
CIE |
19075F106 |
ADD-ON |
Goldman Sachs, Morgan Stanley, Credit Suisse, Citigroup, JP Morgan
|
Health Care REIT |
02/21/12 |
$53.50 |
HCN |
42217K106 |
ADD-ON |
BofA Merrill Lynch, Deutsche Bank, JP Morgan |
WNS Holdings Limited |
02/09/12 |
$9.25 |
WNS |
92932M101 |
ADD-ON |
BofA Merrill Lynch, Deutsche Bank |
Caesars Entertainment |
02/07/12 |
$9.00 |
CZR |
127686103 |
IPO |
Credit Suisse, Citigroup |
Medical Properties Trust |
02/01/12 |
$9.75 |
MPW |
58463J304 |
ADD-ON |
BofA Merrill Lynch, JP Morgan |
Rex Energy |
01/31/12 |
$9.25 |
REXX |
761565100 |
ADD-ON |
KeyBanc Capital Markets |
Guidewire Software |
01/24/12 |
$13.00 |
GWRE |
40171V100 |
IPO |
JP Morgan, Deutsche Bank, Citigroup |
Spirit Airlines |
01/19/12 |
$14.50 |
SAVE |
848577102 |
ADD-ON |
Barclays Capital, Morgan Stanley, Citigroup |
Gazit-Globe Ltd. |
12/13/11 |
$9.00 |
GZT |
M4793C102 |
IPO |
Citigroup, Deutsche Bank |
Rose Rock Midstream L.P. |
12/08/11 |
$20.00 |
RRMS |
777149105 |
IPO |
Barclays Capital, Citigroup, Deutsche Bank |
Dollar General |
12/06/11 |
$39.00 |
DG |
256677105 |
ADD-ON |
Citigroup, Goldman Sachs, KKR, Barclays Capital, JP Morgan |
Delphi Automotive PLC |
11/16/11 |
$22.00 |
DLPH |
G27823106 |
IPO |
Goldman Sachs, JP Morgan |
Cigna |
11/16/11 |
$42.75 |
CI |
125509109 |
ADD-ON |
Morgan Stanley, Citigroup, Deutsche Bank |
Cadence Pharmaceuticals |
11/14/11 |
$3.75 |
CADX |
12738T100 |
ADD-ON |
Deutsche Bank |
Pacific Drilling S.A. |
11/10/11 |
$8.25 |
PACD |
L7257P106 |
IPO |
Morgan Stanley, Deutsche Bank |
Chesapeake Granite Wash Trust |
11/10/11 |
$19.00 |
CHKR |
165185109 |
IPO |
Morgan Stanley, Raymond James |
Kennedy-Wilson Holdings |
11/10/11 |
$11.00 |
KW |
489398107 |
ADD-ON |
BofA Merrill Lynch, Deutsche Bank |
Imperva |
11/08/11 |
$18.00 |
IMPV |
45321L100 |
IPO |
JP Morgan, Deutsche Bank |
Groupon |
11/03/11 |
$20.00 |
GRPN |
399473107 |
IPO |
Morgan Stanley, Goldman Sachs, Credit Suisse |
GNC Holdings |
10/25/11 |
$24.75 |
GNC |
36191G107 |
ADD-ON |
Goldman Sachs, JP Morgan, Deutsche Bank, Morgan Stanley |
Ubiquiti Networks |
10/13/11 |
$15.00 |
UBNT |
90347A100 |
IPO |
UBS, Deutsche Bank, Raymond James |
Calumet Specialty Products Partners LP |
09/08/11 |
$18.00 |
CLMT |
131476103 |
ADD-ON |
Barclays Capital, BofA Merrill Lynch, Deutsche Bank, JP Morgan |
Dollar General |
09/08/11 |
$34.75 |
DG |
256677105 |
ADD-ON |
Citigroup, Goldman Sachs, KKR |
Tudou Holdings Limited |
08/16/11 |
$29.00 |
TUDO |
89903T107 |
IPO |
Credit Suisse, Deutsche Bank |
SandRidge Permian Trust |
08/10/11 |
$18.00 |
PER |
80007A102 |
IPO |
Morgan Stanley, Raymond James, RBC Capital Markets, Wells Fargo |
American Capital Mortgage |
08/03/11 |
$20.00 |
MTGE |
02504A104 |
IPO |
Citigroup, Deutsche Bank, UBS, Wells Fargo |
ServiceSource International |
07/28/11 |
$17.50 |
SREV |
81763U100 |
ADD-ON |
Morgan Stanley, Deutsche Bank |
Wesco Aircraft Holdings |
07/27/11 |
$15.00 |
WAIR |
950814103 |
IPO |
Barclays Capital, Morgan Stanley |
Tangoe |
07/26/11 |
$10.00 |
TNGO |
87582Y108 |
IPO |
Deutsche Bank, Stifel Nicolaus Weisel |
SunCoke Energy |
07/20/11 |
$16.00 |
SXC |
86722A103 |
IPO |
Credit Suisse, BofA Merrill Lynch, Goldman Sachs |
Spectrum Brands Holdings |
07/14/11 |
$28.0 |
SPB |
84763R101 |
ADD-ON |
Credit Suisse, Deutsche Bank, Jefferies |
Oiltanking Partners LP |
07/13/11 |
$21.50 |
OILT |
678049107 |
IPO |
Citibank, Barclays Capital, JP Morgan, Morgan Stanley |
AG Mortgage Investment Trust |
06/29/11 |
$20.00 |
MITT |
001228105 |
IPO |
Deutsche Bank, Stifel Nicolaus Weisel, RBC Capital Markets |
HomeAway |
06/28/11 |
$27.00 |
AWAY |
43739Q100 |
IPO |
Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan |
KiOR |
06/23/11 |
$15.00 |
KIOR |
497217109 |
IPO |
Credit Suisse, UBS, Goldman Sachs |
Aegerion Pharmaceuticals |
06/23/11 |
$15.50 |
AEGR |
00767E102 |
ADD-ON |
Jefferies & Co., Deutsche Bank |
Vanguard Health Systems |
06/21/11 |
$18.00 |
VHS |
922036207 |
IPO |
BofA Merrill Lynch, Barclays Capital, Citigroup, Deutsche Bank, JP Morgan |
Taomee Holdings Limited |
06/08/11 |
$9.00 |
TAOM |
876997966 |
IPO |
Credit Suisse, Deutsche Bank |
MakeMyTrip Limited |
05/26/11 |
24.00 |
MMYT |
V5633W109 |
ADD-ON |
Morgan Stanley, Deutsche Bank |
Freescale Semiconductor Holdings |
05/25/11 |
$18.00 |
FSL |
G3727Q101 |
IPO |
Citigroup, Deutsche Bank, Barclays Capital, Credit Suisse, JP Morgan |
American International Group |
05/24/11 |
$29.00 |
AIG |
026874784 |
ADD-ON |
BofA Merrill Lynch, Deutsche Bank, Goldman Sachs, JP Morgan |
Yandex N.V. |
05/23/11 |
$25.00 |
YNDX |
N97284108 |
IPO |
Morgan Stanley, Deutsche Bank, Goldman Sachs |
Targacept |
05/19/11 |
$20.50 |
TRGT |
87611R306 |
ADD-ON |
Deutsche Bank |
The Mosaic Company |
05/19/11 |
$65.00 |
MOS |
61945A107 |
ADD-ON |
Credit Suisse, JP Morgan, UBS |
NGL Energy Partners LP |
05/11/11 |
$21.00 |
NGL |
62913M107 |
IPO |
Wells Fargo, RBC Capital Markets |
RLJ Lodging Trust |
05/10/11 |
$18.00 |
RLJ |
74965L101 |
IPO |
BofA Merrill Lynch, Barclays Capital, Wells Fargo |
Boingo Wireless |
05/03/11 |
$13.50 |
WIFI |
09739C102 |
IPO |
Credit Suisse, Deutsche Bank |
Tesoro Logistics LP |
04/19/11 |
$21.00 |
TLLP |
88160T107 |
IPO |
Citigroup, Wells Fargo, BofA Merrill Lynch, Credit Suisse |
Primerica |
04/14/11 |
$22.75 |
PRI |
74164M108 |
ADD-ON |
Citigroup |
Graphic Packaging |
04/14/11 |
$4.75 |
GPK |
388689101 |
ADD-ON |
Goldman Sachs, BofA Merrill Lynch, JP Morgan, Deutsche Bank |
Elster Group SE |
04/07/11 |
$15.00 |
ELT |
290348101 |
ADD-ON |
Deutsche Bank, Goldman Sachs, JP Morgan |
CVR Partners, LP |
04/07/11 |
$16.00 |
UAN |
126633106 |
IPO |
Morgan Stanley, Barclays Capital, Goldman Sachs |
Inphi |
03/31/11 |
$20.90 |
IPHI |
45772F107 |
ADD-ON |
Morgan Stanley, Deutsche Bank |
A123 Systems |
03/31/11 |
$6.00 |
AONE |
03739T108 |
ADD-ON |
Deutsche Bank, Goldman Sachs |
GNC Holdings |
03/31/11 |
$16.00 |
GNC |
36191G107 |
IPO |
Goldman Sachs, JP Morgan, Deutsche Bank, Morgan Stanley |
Apollo Global Management |
03/29/11 |
$19.00 |
APO |
037612306 |
IPO |
Goldman Sachs, JP Morgan, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank, UBS |
CreXus Investment |
03/28/11 |
$11.50 |
CXS |
226553105 |
ADD-ON |
Credit Suisse, Barclays Capital, BofA Merrill Lynch, Deutsche Bank |
ServiceSource International |
03/24/11 |
$10.00 |
SREV |
81763U100 |
IPO |
Morgan Stanley, Deutsche Bank |
James River Coal |
03/23/11 |
$23.50 |
JRCC |
470355207 |
ADD-ON |
UBS, Deutsche Bank |
YPF S.A. |
03/22/11 |
$41.00 |
YPF |
984245100 |
ADD-ON |
Credit Suisse, Deutsche Bank, Goldman Sachs, Itau BBA, Morgan Stanley, Raymond James, Santander |
MagnaChip Semiconductor |
03/10/11 |
$14.00 |
MX |
55933J203 |
IPO |
Barclays Capital, Deutsche Bank, Goldman Sachs |
Warner Chilcott |
03/10/11 |
$23.25 |
WCRX |
G94368100 |
ADD-ON |
Goldman Sachs, JP Morgan, Morgan Stanley, BofA Merrill Lynch, Credit Suisse |
HCA Holdings |
03/09/11 |
$30.00 |
HCA |
40412C101 |
IPO |
BofA Merrill Lynch, Citigroup, JP Morgan |
MetLife |
03/02/11 |
$43.25 |
MET |
59156R108 |
ADD-ON |
Goldman Sachs, Citigroup, Credit Suisse |
Team Health Holdings |
03/02/11 |
$17.10 |
TMH |
87817A107 |
ADD-ON |
Barclays Capital, Citigroup, BofA Merrill Lynch, Goldman Sachs |
Health Care REIT |
03/01/11 |
$49.25 |
HCN |
42217K106 |
ADD-ON |
UBS, BofA Merrill Lynch, Barclays Capital, Deutsche Bank, JP Morgan, Wells Fargo |
Solar Senior Capital Limited |
02/24/11 |
$20.00 |
SUNS |
83416M105 |
IPO |
Citigroup, Wells Fargo, Deutsche Bank, SunTrust Robinson Humphrey |
Kinder Morgan |
02/10/11 |
$30.00 |
KMI |
49456B101 |
IPO |
Goldman Sachs, Barclays Capital |
Fluidigm |
02/09/11 |
$13.50 |
FLDM |
34385P108 |
IPO |
Deutsche Bank, Piper Jaffray |
Summit Hotels Properties |
02/08/11 |
$9.75 |
INN |
866082100 |
IPO |
Deutsche Bank, Baird, RBC Capital Markets |
SS&C Technologies Holdings |
02/03/11 |
$17.60 |
SSNC |
78467J100 |
ADD-ON |
JP Morgan, Morgan Stanley, Deutsche Bank |
CVR Energy |
02/02/11 |
$16.75 |
CVI |
12662P108 |
ADD-ON |
Goldman Sachs, Deutsche Bank, Credit Suisse |
NeoPhotonics |
02/01/11 |
$11.00 |
NPTN |
64051T100 |
IPO |
BofA Merrill Lynch, Deutsche Bank |
BankUnited |
01/27/11 |
$27.00 |
BKU |
06652K103 |
IPO |
Morgan Stanley, BofA Merrill Lynch, Deutsche Bank, Goldman Sachs |
Nielsen Holdings |
01/25/11 |
$23.00 |
NLSN |
N63218106 |
IPO |
JP Morgan, Morgan Stanley, Credit Suisse, Deutsche Bank, Goldman Sachs, Citigroup |
American Capital Agency |
01/13/11 |
$28.00 |
AGNC |
02503X105 |
ADD-ON |
BofA Merrill Lynch, Citigroup |
QR Energy, LP |
12/16/10 |
$20.00 |
QRE |
74734R108 |
IPO |
Wells Fargo, JP Morgan, Raymond James, RBC Capital Markets |
Fortegra Financial |
12/16/10 |
$11.00 |
FRF |
34954W104 |
IPO |
Piper Jaffray, Sun Trust Robinson Humphrey |
HiSoft Technology International Limited |
12/16/10 |
$26.00 |
HSFT |
43358R108 |
ADD-ON |
Deutsche Bank, UBS, Citigroup |
KEMET |
12/14/10 |
$11.00 |
KEM |
488360207 |
ADD-ON |
Deutsche Bank, BofA Merrill Lynch, UBS |
RigNet |
12/14/10 |
$12.00 |
RNET |
766582100 |
IPO |
Deutsche Bank, Jefferies & Co |
GAIN Capital Holdings |
12/14/10 |
$9.00 |
GCAP |
36268W100 |
IPO |
Morgan Stanley, Deutsche Bank |
First Horizon National |
12/13/10 |
$10.50 |
FHN |
320517105 |
ADD-ON |
Goldman Sachs, JP Morgan, Morgan Stanley |
Starwood Property Trust |
12/09/10 |
$19.73 |
STWD |
85571B105 |
ADD-ON |
Citigroup, Wells Fargo, BofA Merrill Lynch, Deutsche Bank, Goldman Sachs |
Dollar General |
12/08/10 |
$30.50 |
DG |
256677105 |
ADD-ON |
Citigroup, Goldman Sachs, KKR, BofA Merrill Lynch, JP Morgan |
Targa Resources |
12/06/10 |
$22.00 |
TRGP |
87612G101 |
IPO |
Barclays Capital, Morgan Stanley, BofA Merrill Lynch |
RealPage |
12/06/10 |
$25.75 |
RP |
75606N109 |
ADD-ON |
Credit Suisse, Deutsche Bank |
IntraLinks Holdings |
12/06/10 |
$20.00 |
IL |
46118H104 |
ADD-ON |
Morgan Stanley, Deutsche Bank, Jeffries & Co., Credit Suisse |
FXCM |
12/01/10 |
$14.00 |
FXCM |
302693106 |
IPO |
Credit Suisse, JP Morgan, Citigroup |
CVR Energy |
11/18/10 |
$10.75 |
CVI |
12662P108 |
ADD-ON |
Deutsche Bank, Goldman Sachs |
General Motors |
11/17/10 |
$33.00 |
GM |
37045V100 |
IPO |
Morgan Stanley, JP Morgan, BofA Merrill Lynch, Citigroup |
Synchronoss Technologies |
11/17/10 |
$25.40 |
SNCR |
87157B103 |
ADD-ON |
Credit Suisse, Deutsche Bank, Goldman Sachs |
New GGP |
11/15/10 |
$14.75 |
GGP |
370023103 |
ADD-ON |
Goldman Sachs, Deutsche Bank |
Prudential Financial |
11/11/10 |
$54.50 |
PRU |
744320102 |
ADD-ON |
Citigroup, BofA Merrill Lynch, UBS, Barclays Capital |
Republic Airways Holdings |
11/11/10 |
$7.80 |
RJET |
760276105 |
ADD-ON |
Goldman Sachs, Deutsche Bank |
Inphi |
11/10/10 |
$12.00 |
IPHI |
45772F107 |
IPO |
Morgan Stanley, Deutsche Bank, Jefferies & Co. |
American Superconductor |
11/10/10 |
$35.50 |
AMSC |
030111108 |
ADD-ON |
Morgan Stanley, Deutsche Bank, Jefferies & Co. |
Cadence Pharmaceuticals |
11/10/10 |
$8.00 |
CADX |
12738T100 |
ADD-ON |
Deutsche Bank |
Orient-Express Hotels Limited |
11/08/10 |
$10.75 |
OEH |
G67743107 |
ADD-ON |
Deutsche Bank, Barclays Capital |
SodaStream International Limited |
11/02/10 |
$20.00 |
SODA |
M9068E105 |
IPO |
JP Morgan, Deutsche Bank |
Kronos Worldwide |
10/27/10 |
$40.00 |
KRO |
50105F105 |
ADD-ON |
Wells Fargo Securities, Deutsche Bank, Stephens |
SeaCube Container Leasing Limited |
10/27/10 |
$10.00 |
BOX |
G79978105 |
IPO |
JP Morgan, Citigroup, Deutsche Bank, Wells Fargo Securities |
Pacific Biosciences of California |
10/26/10 |
$16.00 |
PACB |
69404D108 |
IPO |
JP Morgan, Morgan Stanley |
Ellington Financial |
10/07/10 |
22.50 |
EFC |
288522303 |
IPO |
Deutsche Bank |
Chesapeake Lodging Trust |
10/06/10 |
16.25 |
CHSP |
165240102 |
ADD-ON |
JP Morgan, Deutsche Bank, Wells Fargo Securities |
Chelsea Therapeutics International |
09/30/10 |
4.90 |
CHTP |
163428105 |
ADD-ON |
Deutsche Bank |
ChinaCache International Holdings |
09/30/10 |
13.90 |
CCIH |
16950M107 |
IPO |
BofA Merrill Lynch, Deutsche Bank |
Elster Group SE |
09/29/10 |
13.00 |
ELT |
290348101 |
IPO |
Deutsche Bank, Goldman Sachs, JP Morgan |
Aspen Technology |
09/22/10 |
9.00 |
AZPN |
045327103 |
ADD-ON |
JP Morgan, Deutsche Bank |
SouFun Holdings Limited |
09/16/10 |
42.50 |
SFUN |
836034108 |
IPO |
Deutsche Bank, Goldman Sachs |
NiSource |
09/08/10 |
16.50 |
NI |
65473P105 |
ADD-ON |
Credit Suisse, Barclays Capital, Citigroup, JP Morgan |
American Campus Communities |
08/16/10 |
27.00 |
ACC |
024835100 |
ADD-ON |
BofA Merrill Lynch, Keybanc Capital Markets, Deutsche Bank, JP Morgan |
RealPage |
08/11/10 |
11.00 |
RP |
75606N109 |
IPO |
Credit Suisse, Deutsche Bank |
MediaMind Technologies |
08/10/10 |
11.50 |
MDMD |
58449C100 |
IPO |
JP Morgan, Deutsche Bank |
NXP Semiconductors N.V. |
08/05/10 |
14.00 |
NXPI |
N6596X109 |
IPO |
Credit Suisse, Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Barclays Capital |
IntraLinks Holdings |
08/05/10 |
13.00 |
IL |
46118H104 |
IPO |
Morgan Stanley, Deutsche Bank, Credit Suisse |
MetLife |
08/02/10 |
42.00 |
MET |
59156R108 |
ADD-ON |
BofA Merrill Lynch, Credit Suisse, Deutsche Bank, HSBC, UBS, Wells Fargo Securities |
Chesapeake Midstream Partners |
07/28/10 |
21.00 |
CHKM |
16524K108 |
IPO |
UBS, Citigroup, Morgan Stanley |
Envestnet |
07/28/10 |
9.00 |
ENV |
29404K106 |
IPO |
Morgan Stanley, UBS, Barclays Capital |
Genco Shipping & Trading Limited |
07/21/10 |
16.00 |
GNK |
Y2685T107 |
ADD-ON |
Deutsche Bank, BNP Paribas, Credit Suisse |
Green Dot |
07/21/10 |
36.00 |
GDOT |
39304D102 |
IPO |
JP Morgan, Morgan Stanley |
Smart Technologies |
07/14/10 |
17.00 |
SMT |
83172R108 |
IPO |
Morgan Stanley, Deutsche Bank, RBC Capital Markets, BofA Merrill Lynch, Credit Suisse |
HiSoft Technology International Limited |
06/29/10 |
10.00 |
HSFT |
43358R108 |
IPO |
Deutsche Bank UBS, Citigroup |
Tesla Motors |
06/28/10 |
17.00 |
TSLA |
88160R101 |
IPO |
Goldman Sachs, Morgan Stanley, JP Morgan, Deutsche Bank |
Fabrinet |
06/24/10 |
10.00 |
FN |
G3323L100 |
IPO |
Morgan Stanley, Deutsche Bank |
PPL Corporation |
06/22/10 |
24.00 |
PPL |
69351T106 |
ADD-ON |
BofA Merrill Lynch, Credit Suisse |
Motricity |
06/17/10 |
10.00 |
MOTR |
620107102 |
IPO |
JP Morgan, Goldman Sachs, Deutsche Bank, RBC Capital Markets |
FelCor Lodging Trust |
06/16/10 |
5.50 |
FCH |
31430F101 |
ADD-ON |
JP Morgan, Goldman Sachs, BofA Merrill Lynch, Deutsche Bank |
Polo Ralph Lauren |
06/15/10 |
81.00 |
RL |
731572103 |
ADD-ON |
JP Morgan, Goldman Sachs |
Lincoln National |
06/14/10 |
27.25 |
LNC |
534187109 |
ADD-ON |
JP Morgan, Credit Suisse, Morgan Stanley, Wells Fargo Securities |
Nu Skin Enterprises |
06/03/10 |
27.00 |
NUS |
67018T105 |
ADD-ON |
JP Morgan, Deutsche Bank |
MF Global Holdings |
06/02/10 |
7.10 |
MF |
55277J108 |
ADD-ON |
JP Morgan, Citi, Deutsche Bank |
Strategic Hotels & Resorts |
05/13/10 |
4.60 |
BEE |
86272T106 |
ADD-ON |
JP Morgan, Deutsche Bank BofA Merrill Lynch |
Beazer Homes USA |
05/04/10 |
5.81 |
BZH |
07556Q105 |
ADD-ON |
Citigroup, Credit Suisse |
Synovus Financial |
04/28/10 |
2.75 |
SNV |
87161C105 |
ADD-ON |
JP Morgan |
Alpha & Omega Semiconductor Limited |
04/28/10 |
18.00 |
AOSL |
G6331P104 |
IPO |
Deutsche Bank, Piper Jaffray |
America First Tax Exempt Investors, L.P. |
04/20/10 |
5.37 |
ATAX |
02364V107 |
ADD-ON |
Deutsche Bank RBC Capital Markets |
Dollar General |
04/14/10 |
27.00 |
DG |
256677105 |
ADD-ON |
Citigroup Goldman Sachs KKR |
Medical Properties Trust |
04/14/10 |
9.75 |
MPW |
58463J304 |
ADD-ON |
JP Morgan Deutsche Bank KeyBanc RBC Capital Markets |
Primerica |
03/31/10 |
15.00 |
PRI |
74164M108 |
IPO |
Citigroup |
SS&C Technologies Holdings |
03/30/10 |
15.00 |
SSNC |
78467J100 |
IPO |
JP Morgan Credit Suisse Morgan Stanley Deutsche Bank |
MaxLinear |
03/23/10 |
14.00 |
MXL |
57776J100 |
IPO |
Morgan Stanley Deutsche Bank |
The Hartford Financial Services Group |
03/17/10 |
27.75 |
HIG |
416515104 |
ADD-ON |
Goldman Sachs JP Morgan |
EQT Corporation |
03/10/10 |
44.00 |
EQT |
26884L109 |
ADD-ON |
JP Morgan Barclays Capital Credit Suisse Deutsche Bank |
Anthera Pharmaceuticals |
03/01/10 |
7.00 |
ANTH |
03674U102 |
IPO |
Deutsche Bank |
Graham Packaging Company |
02/10/10 |
10.00 |
GRM |
384701108 |
IPO |
Citigroup Goldman Sachs Deutsche Bank |
Art Technology Group |
02/04/10 |
3.50 |
ARTG |
04289L107 |
ADD-ON |
Deutsche Bank Morgan Stanley |
Avago Technologies Limited |
01/27/10 |
17.41 |
AVGO |
Y0486S104 |
ADD-ON |
Deutsche Bank Barclays Capital Morgan Stanley Citigroup |
Ares Capital Corporation |
01/26/10 |
12.75 |
ARCC |
04010L103 |
ADD-ON |
BofA Merrill Lynch JP Morgan Sun Trust Robinson Humphrey Wells Fargo Securities |
Chesapeake Lodging Trust |
01/21/10 |
20.00 |
CHSP |
165240102 |
IPO |
JP Morgan Deutsche Bank |
Orient-Express Hotels, Ltd. |
01/12/10 |
10.00 |
OEH |
G67743107 |
ADD-ON |
Deutsche Bank Barclays Capital |
Beazer Homes USA |
01/06/10 |
4.60 |
BZH |
07556Q105 |
ADD-ON |
Citigroup Credit Suisse |
Team Health Holdings |
12/15/09 |
12.00 |
TMH |
87817A107 |
IPO |
BofA Merrill Lynch Citigroup Goldman Sachs Barclays Capital |
Cobalt International Energy |
12/15/09 |
13.50 |
CIE |
19075F106 |
IPO |
Credit Suisse JP Morgan Goldman Sachs |
Dendreon |
12/10/09 |
24.75 |
DNDN |
24823Q107 |
ADD-ON |
JPMorgan Deutsche Bank |
Fortinet |
11/17/09 |
12.50 |
FTNT |
34959E109 |
IPO |
Morgan Stanley JP Morgan Deutsche Bank |
Dollar General |
11/12/09 |
21.00 |
DG |
256677105 |
IPO |
Citigroup KKR Goldman Sachs JP Morgan BofA Merrill Lynch |
RehabCare Group |
11/12/09 |
24.00 |
RHB |
759148109 |
ADD-ON |
BofA Merrill Lynch JP Morgan |
Hyatt Hotels |
11/04/09 |
25.00 |
H |
448579102 |
IPO |
Goldman Sachs |
Dole Food Company |
10/22/09 |
12.50 |
DOLE |
256603101 |
IPO |
Goldman Sachs BofA Merrill Lynch Deutsche Bank Wells Fargo Securities |
SuccessFactors |
10/20/09 |
15.50 |
SFSF |
864596101 |
ADD-ON |
Goldman Sachs Deutsche Bank Morgan Stanley |
AGA Medical Holdings |
10/20/09 |
$14.50 |
AGAM |
008368102 |
IPO |
BofA Merrill Lynch Citi Deutsche Bank Leerink Swann Wells Fargo Securities |
Canadian Solar |
10/15/09 |
$15.75 |
CSIQ |
136635109 |
ADD-ON |
Morgan Stanley Deutsche Bank Piper Jaffray |
RailAmerica |
10/12/09 |
$15.00 |
RA |
750753402 |
IPO |
JP Morgan Citigroup Deutsche Bank Morgan Stanley |
Omeros Corporation |
10/07/09 |
$10.00 |
OMER |
682143102 |
IPO |
Deutsche Bank |
America First Tax Exempt Investors, L.P. |
10/06/09 |
$5.05 |
ATAX |
02364V107 |
ADD-ON |
Deutsche Bank RBC Capital Markets |
Qiagen N.V. |
09/25/09 |
$20.25 |
QGEN |
N72482107 |
ADD-ON |
Deutsche Bank Goldman Sachs JPMorgan |
A123 Systems |
09/23/09 |
$13.50 |
AONE |
03739T108 |
IPO |
Morgan Stanley Goldman Sachs |
Bruker Corporation |
09/22/09 |
$9.85 |
BRKR |
116794108 |
ADD-ON |
Goldman Sachs JPMorgan Deutsche Bank |
CreXus Investment Corporation |
09/16/09 |
$15.00 |
CXS |
226553105 |
IPO |
Deutsche Bank BofA Merrill Lynch |
Ramco Gershenson Properties Trust |
09/10/09 |
$8.50 |
RPT |
751452202 |
ADD-ON |
JP Morgan Deutsche Bank KeyBanc Capital Markets |
Starwood Property Trust |
08/11/09 |
$20.00 |
STWD |
85571B105 |
IPO |
BofA Merrill Lynch Deutsche Bank Citigroup |
Avago Technologies Limited |
08/05/09 |
$15.00 |
AVGO |
Y0486S104 |
IPO |
Deutsche Bank Barclays Capital Morgan Stanley Citigroup |
STEC |
08/05/09 |
$31.00 |
STEC |
784774101 |
ADD-ON |
JP Morgan Deutsche Bank |
PennyMac Mortgage Investment Trust |
07/29/09 |
$20.00 |
PMT |
70931T103 |
IPO |
Merrill Lynch Credit Suisse Deutsche Bank |
Western Asset Municipal Defined Opportunity Trust |
03/26/09 |
$20.00 |
MTT |
95768A109 |
IPO |
Wachovia Securities Citigroup |
Healthcare Realty Trust |
09/23/08 |
$25.50 |
HR |
421946104 |
ADD-ON |
JP Morgan Bank of America UBS/Wachovia Securities |
Tyson Foods |
09/09/08 |
$12.75 |
TSN |
902494103 |
ADD-ON |
JP Morgan Merrill Lynch |
EnergySolutions |
07/24/08 |
$19.00 |
ES |
292756202 |
ADD-ON |
Credit Suisse JPMorgan |
Luminex |
06/24/08 |
$19.91 |
LMNX |
55027E102 |
ADD-ON |
JP Morgan UBS |
CapitalSource |
06/23/08 |
$11.00 |
CSE |
14055X102 |
ADD-ON |
JP Morgan Wachovia Securities |
Synthesis Energy Systems |
06/19/08 |
$9.25 |
SYMX |
871628103 |
ADD-ON |
JP Morgan Deutsche Bank |
RHI Entertainment |
06/17/08 |
$14.00 |
RHIE |
74957T104 |
IPO |
JP Morgan Bank of America |
Monotype Imaging Holdings |
06/12/08 |
$12.00 |
TYPE |
61022P100 |
ADD-ON |
JP Morgan Bank of America |
Innophos Holdings |
06/04/08 |
$27.50 |
IPHS |
45774N108 |
ADD-ON |
JP Morgan Oppenheimer |
Nucor |
05/22/08 |
$74.00 |
NUE |
670346105 |
ADD-ON |
Bank of America Citigroup JP Morgan |
Polypore International |
05/22/08 |
$24.00 |
PPO |
73179V103 |
ADD-ON |
JP Morgan |
Ascent Solar Technologies |
05/15/08 |
$14.00 |
ASTI |
043635101 |
ADD-ON |
JP Morgan |
American International Group |
05/12/08 |
$38.00 |
AIG |
026874107 |
ADD-ON |
Citigroup JP Morgan |
Western Gas Partners LP |
05/08/08 |
$16.50 |
WES |
958254104 |
IPO |
UBS/Citigroup Credit Suisse Morgan Stanley |
Fannie Mae |
05/08/08 |
$27.50 |
FNM |
313586109 |
ADD-ON |
Lehman Brothers JP Morgan |
Pioneer Southwest Energy Partners LP |
04/30/08 |
$19.00 |
PSE |
72388B106 |
IPO |
Citigroup Deutsche Bank UBS |
Range Resources |
04/30/08 |
$66.38 |
RRC |
75281A109 |
ADD-ON |
JP Morgan Credit Suisse |
Eaton |
04/22/08 |
$84.00 |
ETN |
278058102 |
ADD-ON |
Citigroup JP Morgan Morgan Stanley |
VISA |
03/18/08 |
$44.00 |
V |
92826C839 |
IPO |
JPMorgan Goldman Sachs Bank of America Citigroup/ HSBC/Merrill Lynch/ UBS/ Wachovia Securities |
Acorda Therapeutics |
02/12/08 |
$21.50 |
ACOR |
00484M106 |
ADD-ON |
JP Morgan Deutsche Bank |
Cascal NV |
01/28/08 |
$12.00 |
HOO |
N1842P109 |
IPO |
JP Morgan Credit Suisse |
Williams Pipeline Partners LP |
01/17/08 |
$20.00 |
WMZ |
96950K103 |
IPO |
Lehman Brothers Citigroup Merrill Lynch |
Concho Resources |
12/13/07 |
$18.05 |
CXO |
20605P101 |
ADD-ON |
JP Morgan Banc of America |
Teekay Tankers |
12/12/07 |
$19.50 |
TNK |
Y8565N102 |
IPO |
Citigroup Morgan Stanley |
Williams Partners LP |
12/05/07 |
$37.75 |
WPZ |
96950F104 |
ADD-ON |
Lehman Brothers Citigroup Merrill Lynch |
PROS Holdings |
12/05/07 |
$16.75 |
PRO |
74346Y103 |
ADD-ON |
JP Morgan Deutsche Bank |
WSP Holdings |
12/05/07 |
$8.50 |
WH |
92934F104 |
IPO |
JP Morgan |
Penn Virginia |
11/29/07 |
$41.25 |
PVA |
707882106 |
ADD-ON |
JP Morgan Lehman Brothers RBC Capital Markets |
Westar Energy |
11/15/07 |
$25.25 |
WR |
95709T100 |
ADD-ON |
JP Morgan/UBS |
Energy Solutions |
11/14/07 |
$23.00 |
ES |
292756202 |
IPO |
Credit Suisse JP Morgan Morgan Stanley |
Burger King Holdings |
11/13/07 |
$25.00 |
BKC |
121208201 |
ADD-ON |
Goldman Sachs JP Morgan Morgan Stanley |
Navios Maritime |
11/12/07 |
$20.00 |
NMM |
Y62267102 |
IPO |
JP Morgan Merrill Lynch |
Approach Resources |
11/07/07 |
$12.00 |
AREX |
03834A103 |
IPO |
JP Morgan |
Insulet |
11/06/07 |
$23.25 |
PODD |
45784P101 |
ADD-ON |
JP Morgan Merrill Lynch |
BioForm Medical |
11/06/07 |
$8.00 |
BFRM |
09065G107 |
IPO |
JP Morgan Piper Jaffray |
McMoRan Exploration |
11/01/07 |
$12.40 |
MMR |
582411104 |
ADD-ON |
Merrill Lynch JP Morgan |
Gerdau Ameristeel |
11/01/07 |
$12.25 |
GNA |
37373P105 |
ADD-ON |
JP Morgan ABN AMRO CIBC/HSBC |
ULTA Salon, Cosmetics and Fragrance |
10/24/07 |
$18.00 |
ULTA |
90384S303 |
IPO |
JP Morgan Wachovia Securities |
Volcano |
10/17/07 |
$16.25 |
VOLC |
928645100 |
ADD-ON |
JP Morgan Banc of America Piper Jaffray |
Aircastle Limited |
10/03/07 |
$31.75 |
AYR |
G0129K104 |
ADD-ON |
JP Morgan Citigroup Bear Stearns |
Solera Holdings |
10/03/07 |
$18.75 |
SLH |
83421A104 |
ADD-ON |
Goldman Sachs JP Morgan |
Qimonda AG |
09/20/07 |
$10.92 |
QI |
746904101 |
ADD-ON |
Citigroup JP Morgan Credit Suisse |
Diana Shipping |
09/20/07 |
$25.00 |
DSX |
Y2066G104 |
ADD-ON |
Wachovia Securities JP Morgan |
Heartland Payment Systems |
09/17/07 |
$26.34 |
HPY |
42235N108 |
ADD-ON |
Citigroup JP Morgan |
VMware |
08/13/07 |
$29.00 |
VMW |
928563402 |
IPO |
Citigroup JP Morgan Lehman Brothers |
MercadoLibre |
08/09/07 |
$18.00 |
MELI |
58733R102 |
IPO |
JP Morgan Merrill Lynch |
WuXi PharmaTech |
08/08/07 |
$14.00 |
WX |
929352102 |
IPO |
Credit Suisse JP Morgan |
Quicksilver Gas Services LP |
08/06/07 |
$21.00 |
KGS |
74839G106 |
IPO |
UBS Goldman Sachs |
Virtusa |
08/02/07 |
$14.00 |
VRTU |
92827P102 |
IPO |
JP Morgan |
Concho Resources |
08/02/07 |
$11.50 |
CXO |
20605P101 |
IPO |
JP Morgan Banc of America |
Genpact Limited |
08/01/07 |
$14.00 |
G |
G3922B107 |
IPO |
Morgan Stanley Citigroup JP Morgan |
Regency Energy Partners LP |
07/26/07 |
$32.05 |
RGNC |
75885Y107 |
ADD-ON |
UBS Goldman Sachs Morgan Stanley |
Claymore/Guggenheim Strategic Opportunities Fund |
07/26/07 |
$20.00 |
GOF |
18385X104 |
IPO |
Wachovia Securities Raymond James |
Voltaire Limited |
07/25/07 |
$9.00 |
VOLT |
M97613109 |
IPO |
JP Morgan Merrill Lynch |
Orbitz Worldwide |
07/19/07 |
$15.00 |
OWW |
68557K109 |
IPO |
Morgan Stanley Goldman Sachs Lehman Brothers JP Morgan |
MF Global Limited |
07/18/07 |
$30.00 |
MF |
G60642108 |
IPO |
Citigroup JP Morgan Lehman Brothers Merrill Lynch/UBS |
Whiting Petroleum |
06/27/07 |
$40.50 |
WLL |
966387102 |
ADD-ON |
Merrill Lynch JP Morgan |
PROS Holdings |
06/27/07 |
$11.00 |
PRO |
74346Y103 |
IPO |
JP Morgan Deutsche Bank |
Polypore International |
06/27/07 |
$19.00 |
PPO |
73179V103 |
IPO |
JP Morgan |
BlackRock Kelso Capital |
06/26/07 |
$16.00 |
BKCC |
092533108 |
IPO |
JP Morgan Wachovia Securities Citigroup Merrill Lynch |
First Mercury Financial |
06/14/07 |
$19.25 |
FMR |
320841109 |
ADD-ON |
JP Morgan Keefe Bruyette & Woods |
Security Capital Assurance |
06/06/07 |
$31.00 |
SCA |
G8018D107 |
ADD-ON |
Goldman Sachs/ JP Morgan/ Merrill Lynch |
BlackRock International Growth and Income Trust |
05/24/07 |
$20.00 |
BGY |
092524107 |
IPO |
Wachovia Securities Citigroup Merrill Lynch |
Navios Maritime |
05/23/07 |
$10.00 |
NM |
Y62196103 |
ADD-ON |
JP Morgan Merrill Lynch |
Dolby Laboratories |
05/23/07 |
$32.00 |
DLB |
25659T107 |
ADD-ON |
Goldman Sachs JP Morgan |
Sirtris Pharmaceuticals |
05/22/07 |
$10.00 |
SIRT |
82968A105 |
IPO |
JP Morgan |
Genomic Health |
05/21/07 |
$15.50 |
GHDX |
37244C101 |
ADD-ON |
JP Morgan |
Taiwan Semiconductor Manufacturing |
05/17/07 |
$10.68 |
TSM |
874039100 |
ADD-ON |
Goldman Sachs JP Morgan |
Continental Resources |
05/14/07 |
$15.00 |
CLR |
212015101 |
IPO |
JP Morgan Merrill Lynch |
Insulet |
05/14/07 |
$15.00 |
PODD |
45784P101 |
IPO |
JP Morgan Merrill Lynch |
Javelin Pharmaceuticals |
05/10/07 |
$6.00 |
JAV |
471894105 |
ADD-ON |
JP Morgan |
Solera Holdings |
05/10/07 |
$16.00 |
SLH |
83421A104 |
IPO |
Goldman Sachs JP Morgan |
Interactive Brokers Group |
05/03/07 |
$30.01 |
IBKR |
45841N107 |
IPO |
WR Hambrecht HSBC |
Array BioPharma |
05/01/07 |
$13.00 |
ARRY |
04269X105 |
ADD-ON |
JP Morgan Banc of America |
Empresa Distribuidora Y Comercializadora Norte S.A |
04/25/07 |
$17.00 |
EDN |
29244A102 |
IPO |
Citigroup/ JP Morgan |
Superior Offshore International |
04/19/07 |
$15.00 |
DEEP |
86825Q104 |
IPO |
Merrill Lynch/ JP Morgan |
EV3 |
04/19/07 |
$19.00 |
EVVV |
26928A200 |
ADD-ON |
Banc of America/ Piper Jaffray/ JP Morgan |
Diana Shipping |
03/28/07 |
$17.00 |
DSX |
Y2066G104 |
ADD-ON |
JP Morgan/ Wachovia Securities |
First Trust Strategic High Income Fund III |
03/27/07 |
$20.00 |
FHO |
33735C106 |
IPO |
RBC Capital Markets/ AG Edwards |
BlackRock Global Equity Income Trust |
03/27/07 |
$20.00 |
BFD |
09255D104 |
IPO |
Merrill Lynch/ AG Edwards |
Freeport-McMoRan Copper & Gold |
03/22/07 |
$61.25 |
FCX |
35671D857 |
ADD-ON |
Merrill Lynch/ JP Morgan |
NYMEX Holdings |
03/21/07 |
$136.50 |
NMX |
62948N104 |
ADD-ON |
JP Morgan/ Banc of America/ Merrill Lynch |
USG |
03/15/07 |
$48.60 |
USG |
903293405 |
ADD-ON |
Goldman Sachs/ JP Morgan |
American Reprographics |
03/08/07 |
$32.25 |
ARP |
029263100 |
ADD-ON |
JP Morgan/ Goldman Sachs
|
Xinhua Finance Media |
03/08/07 |
$13.00 |
XFML |
983982109 |
IPO |
JP Morgan/ UBS |
Clearwire |
03/07/07 |
$25.00 |
CLWR |
185385309 |
IPO |
Merrill Lynch/ Morgan Stanley/ JP Morgan |
Mylan Laboratories |
03/01/07 |
$19.50 |
MYL |
628530107 |
ADD-ON |
Merrill Lynch/ JP Morgan |
Vectren |
2/22/07 |
$28.33 |
VVC |
92240G101 |
ADD-ON |
JP Morgan/ Merrill Lynch |
National CineMedia |
02/07/07 |
$21.00 |
NCMI |
635309107 |
IPO |
Credit Suisse/ JP Morgan/ Lehman Brothers/ Morgan Stanley |
Mellanox Technologies |
02/07/07 |
$17.00 |
MLNX |
M51363113 |
IPO |
Credit Suisse/ JP Morgan |
Accuray |
02/07/07 |
$18.00 |
ARAY |
004397105 |
IPO |
JP Morgan/ UBS |
Aircastle Limited |
02/07/07 |
$33.00 |
AYR |
G0129K104 |
ADD-ON |
JP Morgan/ Bear Stearns/ Citigroup |
Embraer-Empresa Brasileira De Aeronautica S.A. |
02/06/07 |
$41.00 |
ERJ |
29081M102 |
ADD-ON |
JP Morgan / Merrill Lynch |
Duncan Energy Partners, L.P. |
01/30/07 |
$21.00 |
DEP |
265026104 |
IPO |
Lehman Brothers/ UBS |
Animal Health International |
01/30/07 |
$11.00 |
AHII |
03525N109 |
IPO |
JP Morgan |
Covanta Holding |
01/25/07 |
$23.50 |
CVA |
22282E102 |
ADD-ON |
Lehman Brothers/ JP Morgan/ Merrill Lynch |
Edge Petroleum |
01/24/07 |
$13.25 |
EPEX |
279862106 |
ADD-ON |
Raymond James/ JP Morgan |
Vanda Pharmaceuticals |
01/18/07 |
$27.29 |
VNDA |
921659108 |
ADD-ON |
JP Morgan/ Morgan Stanley |
InnerWorkings |
01/18/07 |
$13.50 |
INWK |
45773Y105 |
ADD-ON |
JP Morgan/ Morgan Stanley |
Smart Modular Technologies |
01/17/07 |
$12.50 |
SMOD |
G82245104 |
ADD-ON |
Citigroup/ JP Morgan/ Lehman Brothers |
Apollo Investment |
01/11/07 |
$22.44 |
AINV |
03761U106 |
ADD-ON |
JP Morgan/ Citigroup/ Banc of America/ Bear Stearns |
American Capital Strategies |
01/08/07 |
$45.83 |
ACAS |
024937104 |
ADD-ON |
JP Morgan/ Morgan Stanley/UBS |
Valero GP Holdings |
12/18/06 |
$21.62 |
VEH |
91914G108 |
ADD-ON |
Lehman Brothers/ UBS/ Citigroup/ Morgan Stanley |
Genesis Lease Limited |
12/13/06 |
$23.00 |
GLS |
37183T107 |
IPO |
Citigroup/ JP Morgan |
Obagi Medical Products |
12/13/06 |
$11.00 |
OMPI |
67423R108 |
IPO |
JP Morgan |
Volcano |
12/06/06 |
$16.75 |
VOLC |
928645100 |
ADD-ON |
JP Morgan/Piper Jaffray |
MannKind |
12/06/06 |
$17.42 |
MNKD |
56400P201 |
ADD-ON |
JP Morgan/Merrill Lynch |
Penn Virginia GP Holdings |
12/04/06 |
$18.50 |
PVG |
70788P105 |
IPO |
Lehman Brothers/UBS Investment Bank |
Copano Energy |
11/30/06 |
$59.11 |
CPNO |
217202100 |
ADD-ON |
UBS Investment Bank/Morgan Stanley |
NYMEX Holdings |
11/16/06 |
$59.00 |
NMX |
62948N104 |
IPO |
JP Morgan/Merrill Lynch |
Venoco |
11/16/06 |
$17.00 |
VQ |
92275P307 |
IPO |
Credit Suisse/ Lehman Brothers/ JP Morgan |
Hertz Global Holdings |
11/15/06 |
$15.00 |
HTZ |
42805T105 |
IPO |
Goldman Sachs/ Lehman Brothers/ Merrill Lynch/ Deutsche Bank/ JP Morgan |
Hansen Medical |
11/15/06 |
$12.00 |
HNSN |
411307101 |
IPO |
Morgan Stanley/JP Morgan |
Watts Water Technologies |
11/15/06 |
$40.00 |
WTS |
942749102 |
ADD-ON |
JP Morgan |
Emergent BioSolutions |
11/14/06 |
$12.50 |
EBS |
29089Q105 |
IPO |
JP Morgan |
ACA Capital Holdings |
11/09/06 |
$13.00 |
ACA |
000833103 |
IPO |
Credit Suisse/ JP Morgan/ Bear Stearns |
Globalstar |
11/01/06 |
$17.00 |
GSAT |
378973408 |
IPO |
Wachovia/JP Morgan |
Endeavour International |
10/19/06 |
$2.35 |
END |
29259G101 |
ADD-ON |
JP Morgan/Credit Suisse |
First Mercury Financial |
10/17/06 |
$17.00 |
FMR |
320841109 |
IPO |
JP Morgan/Keefe, Bruyette & Woods |
Cbeyond |
10/03/06 |
$26.75 |
CBEY |
149847105 |
ADD-ON |
Deutsche Bank/JP Morgan |
Shutterfly |
09/28/06 |
$15.00 |
SFLY |
82568P304 |
IPO |
JP Morgan |
DivX |
09/21/06 |
$16.00 |
DIVX |
255413106 |
IPO |
JP Morgan |
Warner Chilcott |
09/20/06 |
$15.00 |
WCRX |
G9435N108 |
IPO |
Goldman Sachs/JP Morgan/Credit Suisse |
Home Diagnostics |
09/20/06 |
$12.00 |
HDIX |
436932107 |
IPO |
JP Morgan |
Time Warner Telecom |
09/20/06 |
$17.50 |
TWTC |
887319101 |
ADD-ON |
Deutsche Bank/Lehman Brothers/JP Morgan |
Horizon Lines |
09/11/06 |
$14.50 |
HRZ |
44044K101 |
ADD-ON |
Deutsche Bank/JP Morgan |
Qimonda AG |
08/08/06 |
$13.00 |
QI |
746904101 |
IPO |
Credit Suisse/ Citigroup/ JP Morgan |
Aircastle Limited |
08/07/06 |
$23.00 |
AYR |
G0129K104 |
IPO |
JP Morgan/Bear Stearns/Citigroup |
Security Capital Assurance |
08/01/06 |
$20.50 |
SCA |
G8018D107 |
IPO |
Goldman Sachs/JP Morgan/Merrill Lynch |
UniFirst |
07/19/06 |
$29.50 |
UNF |
904708104 |
ADD-ON |
JP Morgan/Robert W. Baird & Co. |
Valero GP Holdings |
07/13/06 |
$22.00 |
VEH |
91914G108 |
IPO |
Lehman Brothers |
MarkWest Energy Partners, L.P. |
06/29/06 |
$39.75 |
MWE |
570759100 |
ADD-ON |
RBC Capital Markets/Wachovia |
PGT |
06/27/06 |
$14.00 |
PGTI |
69336V101 |
IPO |
Deutsche Bank/JP Morgan |
Inergy, L.P. |
06/22/06 |
$24.90 |
NRGY |
456615103 |
ADD-ON |
Citigroup/Lehman Brothers |
Golfsmith International Holdings |
06/14/06 |
$11.50 |
GOLF |
38168Y103 |
IPO |
Merrill Lynch/JP Morgan |
Volcano |
06/14/06 |
$8.00 |
VOLC |
928645100 |
IPO |
JP Morgan/Piper Jaffray |
Horizon Lines |
06/12/06 |
$14.00 |
HRZ |
44044K101 |
ADD-ON |
Deutsche Bank/JP Morgan |
NxStage Medical |
06/08/06 |
$8.75 |
NXTM |
67072V103 |
ADD-ON |
Merrill Lynch/JP Morgan |
Superior Essex |
06/06/06 |
$30.00 |
SPSX |
86815V105 |
ADD-ON |
UBS Investment Bank/JP Morgan |
Global Cash Access Holdings |
05/25/06 |
$15.75 |
GCA |
378967103 |
ADD-ON |
JP Morgan |
MasterCard |
05/24/06 |
$39.00 |
MA |
57636Q104 |
IPO |
Goldman Sachs/ Citigroup/HSBC/ JP Morgan |
Burger King Holdings |
05/17/06 |
$17.00 |
BKC |
121208201 |
IPO |
JP Morgan/Citigroup/ Goldman Sachs/Morgan Stanley |
Penson Worldwide |
05/16/06 |
$17.00 |
PNSN |
709600100 |
IPO |
JP Morgan/Credit Suisse |
Dynamic Materials |
05/09/06 |
$35.00 |
BOOM |
267888105 |
ADD-ON |
JP Morgan |
NYSE Group |
05/04/06 |
$61.50 |
NYX |
62949W103 |
ADD-ON |
JP Morgan/Lehman Brothers/Merrill Lynch/Morgan Stanley |
Westlake Chemical |
04/26/06 |
$31.25 |
WLK |
960413102 |
ADD-ON |
JP Morgan/Credit Suisse/Deutsche Bank |
Omega Navigation Enterprises |
04/06/06 |
$17.00 |
ONAV |
Y6476R105 |
IPO |
Jefferies & Co/JP Morgan |
American Reprographics |
04/05/06 |
$34.50 |
ARP |
029263100 |
ADD-ON |
JP Morgan/Goldman Sachs |
Goodman Global |
04/05/06 |
$18.00 |
GGL |
38239A100 |
IPO |
JP Morgan/Merrill Lynch |
Nationwide Health Properties |
03/30/06 |
$21.50 |
NHP |
638620104 |
ADD-ON |
JP Morgan/UBS Securities LLC |
Apollo Investment |
3/16/06 |
$17.85 |
AINV |
03761U106 |
ADD-ON |
Citigroup/ JP Morgan/ Bank of America/ Bear Stearns |
Coeur d'Alene Mining |
3/16/06 |
$5.60 |
CDE |
192108104 |
ADD-ON |
Deutsche Bank/ JP Morgan |
Ultra Clean |
3/09/06 |
$7.10 |
UCTT |
90385V107 |
ADD-ON |
JP Morgan |
NTELOS |
2/18/06 |
$12.00 |
NTLS |
67020Q107 |
IPO |
Lehman Brothers/ Bear Stearns |
Tronox |
11/21/05 |
$14.00 |
TRX |
897051108 |
IPO |
Lehman Brothers/ JP Morgan |
Dover Saddlery |
11/17/05 |
$10.00 |
DOVR |
260412101 |
IPO |
WR Hambrecht |
Global Partners |
09/28/05 |
$22.00 |
GLP |
37946R109 |
IPO |
Lehman Brothers/ KeyBank |
Avalon Pharmaceuticals |
09/28/05 |
$10.50 |
AVRX |
05346P106 |
IPO |
WR Hambrecht |
Hittite Microwave |
07/21/05 |
$17.00 |
HITT |
43365Y104 |
IPO |
Lehman Brothers |
CryoCor |
07/13/05 |
$11.00 |
CRYO |
229016100 |
IPO |
WR Hambrecht |
DSW |
06/28/05 |
$19.00 |
DSW |
23334L102 |
IPO |
Lehman Brothers |
Cogent Communications Group |
06/07/05 |
$6.00 |
COI |
19239V302 |
ADD-ON |
Lehman Brothers |
New Skies Satellites Holdings |
05/09/05 |
$16.50 |
NSE |
G64865101 |
IPO |
Lehman Brothers |
Morningstar |
05/03/05 |
$18.50 |
MORN |
617700109 |
IPO |
WR Hambrecht |
Syniverse Technologies |
2/09/05 |
$16.00 |
SVR |
87163F106 |
IPO |
Lehman Brothers |
Tercica |
2/07/05 |
$8.00 |
TRCA |
88078L105 |
ADD-ON |
Lehman Brothers |
Cascade Microtech |
12/14/04 |
$14.00 |
CSCD |
147322101 |
IPO |
Lehman Brothers |
Ormat Technology |
11/10/04 |
$15.00 |
ORA |
686688102 |
IPO |
Lehman Brothers |
U-Store-It |
10/21/04 |
$16.00 |
YSI |
91274F104 |
IPO |
Lehman Brothers |
Ness Technologies |
09/29/04 |
$12.00 |
NSTC |
64104X108 |
IPO |
Lehman Brothers/ Merrill Lynch |
TNS |
09/27/04 |
$20.00 |
TNS |
872960109 |
ADD-ON |
Lehman Brothers/ JP Morgan |
Google |
08/18/04 |
$85.00 |
GOOG |
03840P102 |
IPO |
CSFB/ Morgan Stanley |
Archipelago Holdings |
08/12/04 |
$11.50 |
AX |
03957A104 |
IPO |
Goldman Sachs |
Kite Realty |
08/10/04 |
$13.00 |
KRG |
49803T102 |
IPO |
Lehman Brothers/ Wachovia |
Greenfield Online |
07/15/04 |
$13.00 |
SRVY |
395150105 |
IPO |
Lehman Brothers |
Domino's Pizza |
07/12/04 |
$14.00 |
DPZ |
25754A201 |
IPO |
JP Morgan/ Citigroup |
Origen Financial |
5/05/04 |
$8.00 |
ORGN |
68619E208 |
IPO |
Lehman Brothers |
Eaton Vance Tax advantage Global |
04/27/04 |
$20.00 |
ETO |
27828U106 |
IPO |
UBS |
Netgear |
3/29/04 |
$13.00 |
NTGR |
64111Q104 |
ADD-ON |
Lehman Brothers |
TS&W/Claymore Tax Advantaged Fund |
03/27/04 |
$15.00 |
TYW |
87280R108 |
IPO |
Merrill Lynch |
Ariad Pharmaceuticals |
3/23/04 |
$8.50 |
ARIA |
04033A100 |
ADD-ON |
Lehman Brothers |
Sunset Financial Resources |
3/17/04 |
$13.00 |
SFO |
867708109 |
IPO |
Lehman Brothers |
Tercica |
3/16/04 |
$9.00 |
TRCA |
88078L105 |
IPO |
Lehman Brothers |
Hughes Supply |
1/22/04 |
$48.25 |
HUG |
444482103 |
ADD-ON |
Lehman Brothers |
Pioneer Tax Advanced Balanced |
01/27/04 |
$15.00 |
PBF |
72388R101 |
IPO |
Merrill Lynch |
Annaly Mortgage Management |
1/14/04 |
$18.50 |
NLY |
035710409 |
ADD-ON |
Lehman Brothers |
Tessera |
11/12/03 |
$13.00 |
TSRA |
88164L100 |
IPO |
Lehman Brothers |
Cancervax |
10/29/03 |
$12.00 |
CNVX |
13738Y107 |
IPO |
Lehman Brothers |
SimpleTech |
10/23/03 |
$7.00 |
STEC |
828823104 |
ADD-ON |
Lehman Brothers |
Tuesday Morning |
10/20/03 |
$31.75 |
TUES |
899035505 |
ADD-ON |
Lehman Brothers |
Advancis Pharmaceutical |
10/16/03 |
$10.00 |
AVNC |
00764L109 |
IPO |
Lehman Brothers |
Redenvelope |
09/24/03 |
$14.00 |
REDE |
75733R601 |
IPO |
WR Hambrecht |
Texas Capital Bancshares |
08/12/03 |
$11.00 |
TCBI |
88224Q107 |
IPO |
Lehman Brothers |
Netgear |
07/30/03 |
$14.00 |
NTGR |
64111Q104 |
IPO |
Lehman Brothers |
Corrections Corp of America |
05/01/03 |
$19.50 |
CXW |
22025y407 |
ADD-ON |
Lehman Brothers |
VistaCare |
12/17/02 |
$12.00 |
VSTA |
92839Y109 |
IPO |
Lehman Brothers |
Denbury Resources |
11/21/02 |
$10.00 |
DNR |
247916208 |
ADD-ON |
Lehman Brothers |
IStar Financial |
11/14/02 |
$26.77 |
SFI |
45031U101 |
ADD-ON |
Lehman Brothers |
United Surgical Partners |
09/30/02 |
$22.00 |
USPI |
913016309 |
ADD-ON |
Lehman Brothers/ CSFB |
CIT Group |
07/01/02 |
$23.00 |
CIT |
125581108 |
IPO |
Goldman Sachs/ Lehman Brothers |
L-3 Communications |
06/24/02 |
$56.60 |
LLL |
502424104 |
ADD-ON |
Lehman Brothers |
DQE |
06/20/02 |
$13.50 |
DQE |
23329J104 |
ADD-ON |
Lehman Brothers |
Fleming Companies |
06/12/02 |
$19.40 |
FLM |
339130106 |
ADD-ON |
Lehman Brothers |
Williams Energy Partners |
05/22/02 |
$37.15 |
WEG |
969491109 |
ADD-ON |
Lehman Brothers |
The Empire District Electric Company |
05/16/02 |
$20.75 |
EDE |
291641108 |
ADD-ON |
Lehman Brothers |
Verint Systems |
05/15/02 |
$16.00 |
VRNT |
92343X100 |
IPO |
Lehman Brothers |
DOV Pharmaceutical |
04/24/02 |
$13.00 |
DOVP |
259858108 |
IPO |
Lehman Brothers |
Tesoro Petroleum |
02/28/02 |
$11.25 |
TSO |
881609101 |
ADD-ON |
Lehman Brothers |
Xcel Energy |
02/25/02 |
$22.50 |
XEL |
98389B100 |
ADD-ON |
Lehman Brothers |
Alloy |
02/20/02 |
$15.21 |
ALOY |
019855105 |
ADD-ON |
Lehman Brothers |
Array Biopharma |
02/12/02 |
$10.00 |
ARRY |
04269X105 |
ADD-ON |
Lehman Brothers |
Thoratec |
02/12/02 |
$16.00 |
THOR |
885175307 |
ADD-ON |
Lehman Brothers |
Sunoco Logistics |
02/04/02 |
$20.25 |
SXL |
86764L108 |
IPO |
Lehman Brothers |
Zymogenetics |
01/31/02 |
$12.00 |
ZGEN |
98985T109 |
IPO |
Lehman Brothers |
United Defense Industries |
12/13/01 |
$19.00 |
UDI |
91018B104 |
IPO |
Lehman Brothers |
BankAtlantic |
12/13/01 |
$8.25 |
BBX |
065908501 |
IPO |
Lehman Brothers |
Airgate PCS |
12/13/01 |
$50.00 |
PCSA |
009367103 |
ADD-ON |
Lehman Brothers |
Lawson Software |
12/06/01 |
$14.00 |
LWSN |
520780107 |
IPO |
Lehman Brothers |
Given Imaging |
10/03/01 |
$12.00 |
GIVN |
M52020100 |
IPO |
Lehman Brothers |
Lantronix |
7/16/01 |
$8.00 |
LTRX |
516548104 |
ADD-ON |
Lehman Brothers |
Intermune |
6/28/01 |
$32.00 |
ITMN |
45884X103 |
ADD-ON |
Lehman Brothers |
Pemstar |
6/07/01 |
$13.50 |
PMTR |
706552106 |
ADD-ON |
Lehman Brothers |
Integrated Circuit Systems |
5/24/01 |
$15.00 |
ICST |
45811K208 |
ADD-ON |
Lehman Brothers |
Peabody Energy |
5/21/01 |
$28.00 |
BTU |
704549104 |
IPO |
Lehman Brothers |
Briazz |
5/01/01 |
$8.00 |
BRZZ |
10782M104 |
IPO |
WR Hambrecht |
L-3 Communications Holdings |
4/25/01 |
$80.00 |
LLL |
502424104 |
ADD-ON |
Lehman Brothers |
Aquilla |
4/23/01 |
$24.00 |
ILA |
03840J106 |
IPO |
Lehman Brothers |
Valspar |
4/17/01 |
$28.00 |
VAL |
920355104 |
ADD-ON |
Lehman Brothers |
Espeed |
3/07/01 |
$20.00 |
ESPD |
296643109 |
ADD-ON |
Lehman Brothers |
Adept Technology |
2/15/01 |
$18.00 |
ADTK |
006854103 |
ADD-ON |
Lehman Brothers |
Third Wave |
2/09/01 |
$11.00 |
TWTI |
88428W108 |
IPO |
Lehman Brothers |
InfoVista SA |
2/08/01 |
$23.3275 |
IVTA |
456817105 |
ADD-ON |
Lehman Brothers |
ATP Oil & Gas |
2/05/01 |
$14.00 |
ATPG |
00208J108 |
IPO |
Lehman Brothers |
Peet's Coffee & Tea |
1/24/01 |
$8.00 |
PEET |
705560100 |
IPO |
W.R. Hambrecht |
Williams Companies |
1/16/01 |
$36.125 |
WMB |
969457100 |
ADD-ON |
Lehman Brothers |
Oxford GlycoSciences PLC |
12/07/00 |
$18.36 |
OGSI |
691464101 |
IPO |
Lehman Brothers |
Array Biopharma |
11/16/00 |
$7.50 |
ARRY |
04269X105 |
IPO |
Lehman Brothers |
Kosan Bioscience |
10/06/00 |
$14.00 |
KOSN |
50064W107 |
IPO |
Lehman Brothers |
Simple Technology |
9/28/00 |
$11.00 |
STEC |
828820100 |
IPO |
Lehman Brothers |
Prize Energy |
9/21/00 |
$21.375 |
PRZ |
74267L106 |
ADD-ON |
Lehman Brothers |
Integrated Telecom |
8/17/00 |
$18.00 |
ITXI |
45817U101 |
IPO |
Lehman Brothers |
Telik |
8/11/00 |
$7.00 |
TELK |
87959M109 |
IPO |
Lehman Brothers |
VINA Technologies |
8/09/00 |
$12.00 |
VINA |
92719D100 |
IPO |
Lehman Brothers |
H Power |
8/08/00 |
$16.00 |
HPOW |
40427A108 |
IPO |
Lehman Brothers |
Mind C.T.I. Ltd. |
8/07/00 |
$10.00 |
MNDO |
M70240102 |
IPO |
Lehman Brothers |
Pemstar |
8/07/00 |
$11.00 |
PMTR |
706552106 |
IPO |
Lehman Brothers |
Versicor |
8/02/00 |
$11.00 |
VERS |
925314106 |
IPO |
Lehman Brothers |
Rossetta Inpharmatics |
8/02/00 |
$14.00 |
RSTA |
777777103 |
IPO |
Lehman Brothers |
Virage Logic |
7/31/00 |
$12.00 |
VIRL |
92763R104 |
IPO |
Lehman Brothers |
SBA Communications |
7/28/00 |
$43.00 |
SBAC |
78388J106 |
ADD-ON |
Lehman Brothers |
Talarian |
7/20/00 |
$16.00 |
TALR |
874090103 |
IPO |
Lehman Brothers |
SMTC |
7/20/00 |
$16.00 |
SMTX |
832682108 |
IPO |
Lehman Brothers |
InfoVista |
7/6/00 |
$12.22 |
IVTA |
456817105 |
IPO |
Lehman Brothers |
Louis Dreyfus Natural Gas |
6/29/00 |
$31.00 |
LD |
546011107 |
ADD-ON |
Lehman Brothers |
eFunds |
6/26/00 |
$13.00 |
EFDS |
28224R101 |
IPO |
Lehman Brothers |
Stratos Lightwave |
6/26/00 |
$21.00 |
STLW |
863100103 |
IPO |
Lehman Brothers |
Click Software |
6/22/00 |
$7.00 |
CKSW |
M25082104 |
IPO |
Lehman Brothers |
Intuitive Surgical |
6/13/00 |
$9.00 |
ISRG |
46120E107 |
IPO |
Lehman Brothers |
CARBO Ceramics |
5/15/00 |
$27.00 |
CRBO |
140781105 |
ADD-ON |
Lehman Brothers |
Sequoia Software |
5/11/00 |
$8.00 |
SQSW |
817439102 |
IPO |
Lehman Brothers |
Sierra Wireless |
5/05/00 |
$48.63 |
SWIR |
826516106 |
ADD-ON |
Lehman Brothers |
McMoRan Exploration |
4/13/00 |
$14.00 |
MMR |
582411104 |
ADD-ON |
Lehman Brothers |
Thoratec Laboratories |
4/13/00 |
$10.00 |
THOR |
885175307 |
ADD-ON |
Lehman Brothers |
Network Plus |
4/06/00 |
$29.00 |
NPLS |
64122D506 |
ADD-ON |
Goldman, Sachs & Co |
MeVC DFJ Fund I |
3/28/00 |
$20.00 |
MVC |
55271E105 |
IPO |
Prudential Volpe Technology |
Net Perceptions |
3/23/00 |
$45.25 |
NETP |
64107U101 |
ADD-ON |
Robertson Stephens |
Tut Systems |
3/23/00 |
$60.00 |
TUTS |
901103101 |
ADD-ON |
Lehman Brothers |
Tularik |
3/22/00 |
$35.125 |
TLRK |
899165104 |
ADD-ON |
Lehman Brothers |
TIBCO Software |
3/21/00 |
$106.00 |
TIBX |
88632Q103 |
ADD-ON |
Goldman, Sachs & Co |
Tele1 Europe Holding |
3/15/00 |
$18.50 |
TEUR |
87944T201 |
IPO |
Lehman Brothers/ Goldman Sachs |
RADVision |
3/13/00 |
$20.00 |
RVSN |
750992109 |
IPO |
Lehman Brothers |
Quest Software |
3/09/00 |
$140.00 |
QSFT |
74834T103 |
ADD-ON |
FleetBoston/ Robertson Stephens |
ITXC |
3/09/00 |
$85.00 |
ITXC |
45069F109 |
ADD-ON |
Lehman Brothers |
IBasis |
3/09/00 |
$73.00 |
IBAS |
450732102 |
ADD-ON |
FleetBoston/ Robertson Stephens |
Optibase LTD. |
3/08/00 |
$37.00 |
OBAS |
M7524R108 |
ADD-ON |
FleetBoston/ Robertson Stephens |
FirstWorld Communications |
3/07/00 |
$17.00 |
FWIS |
337625305 |
IPO |
Lehman Brothers |
IFCO Systems |
3/03/00 |
$14.90 |
IFCO |
N43961106 |
IPO |
Lehman Brothers |
Palm |
3/01/00 |
$38.00 |
PALM |
696642107 |
IPO |
Goldman, Sachs & Co. |
Network Peripherals |
2/29/00 |
$60.875 |
NPIX |
64121R100 |
ADD-ON |
Lehman Brothers |
Keynote Systems |
2/17/00 |
$105.00 |
KEYN |
493308100 |
ADD-ON |
Robertson Stephens |
Abgenix |
2/10/00 |
$210.00 |
ABGX |
00339B107 |
ADD-ON |
Robertson Stephens |
Kerr-McGee |
2/07/00 |
$30.0625 |
KMG |
492386107 |
ADD-ON |
Lehman Brothers |
Heidrick & Struggles International |
2/03/00 |
$33.00 |
HSII |
422819102 |
ADD-ON |
Lehman Brothers |
Therma-Wave |
2/03/00 |
$20.00 |
TWAV |
88343A108 |
IPO |
Lehman Brothers/ Banc of America |
Dobson Communications |
2/03/00 |
$22.00 |
DCEL |
256069105 |
IPO |
Lehman Brothers/ Banc of America/ SSB |
Metricom |
2/01/00 |
$87.00 |
MCOM |
591596101 |
ADD-ON |
Lehman Brothers/ SSB |
SBA Communications |
1/28/00 |
$27.00 |
SBAC |
78388J106 |
ADD-ON |
Lehman Brothers |
Alteon Websystems |
1/25/00 |
$103.50 |
ATON |
02145A109 |
ADD-ON |
Lehman Brothers |
China.com |
1/19/00 |
$85.00 |
CHINA |
G2108N109 |
ADD-ON |
Lehman Brothers/ Goldman Sachs |
Liquid Audio |
12/14/99 |
$33.625 |
LQID |
53631T102 |
ADD-ON |
Lehman Brothers |
Tularik |
12/09/99 |
$14.00 |
TLRK |
899165104 |
IPO |
Lehman Brothers |
Andover.net |
12/08/99 |
$18.00 |
ANDN |
034318105 |
IPO |
WR Hambrecht |
Netratings |
12/08/99 |
$17.00 |
NTRT |
64116M108 |
IPO |
Lehman Brothers |
Healthcentral.com |
12/07/99 |
$11.00 |
HCEN |
42221V106 |
IPO |
Lehman Brothers |
Harris Interactive |
12/06/99 |
$14.00 |
HPOL |
414549105 |
IPO |
Lehman Brothers |
Deltathree.com |
11/22/99 |
$15.00 |
DDDC |
24783N102 |
IPO |
Lehman Brothers |
Mediaplex |
11/18/99 |
$12.00 |
MPLX |
58446B105 |
IPO |
Lehman Brothers |
Korea Thrunet |
11/16/99 |
$18.00 |
KOREA |
Y49975108 |
IPO |
Lehman Brothers |
CVC Inc. |
11/11/99 |
$10.00 |
CVCI |
126945104 |
IPO |
Lehman Brothers |
NetCreations |
11/11/99 |
$13.00 |
NTCR |
64110N102 |
IPO |
Friedman Billings Ramsey |
Somera Communications |
11/11/99 |
$12.00 |
SMRA |
834458101 |
IPO |
Lehman Brothers |
Sovereign Bancorp |
11/08/99 |
$7.875 |
SVRN |
845905108 |
ADD-ON |
Lehman Brothers/ SSB |
Spanish Broadcasting Systems |
10/27/99 |
$20.00 |
SBSA |
846425882 |
IPO |
Lehman Brothers |
Baltimore Technologies plc |
10/26/99 |
$24.7875 |
BALT |
059284109 |
IPO |
Lehman Brothers/ Merrill Lynch |
Jacada Ltd. |
10/14/99 |
$11.00 |
JCDA |
M6174r103 |
IPO |
Lehman Brothers |
Primus Telecommunications |
10/11/99 |
$22.50 |
PRTL |
741929103 |
ADD-ON |
Lehman Brothers |
American Home Mortgage Holdings |
9/30/99 |
$6.00 |
AHMH |
02660m108 |
IPO |
Friedman Billings Ramsey |
Williams Communication |
9/30/99 |
$23.00 |
WCG |
969455104 |
IPO |
Lehman Brothers/ Merrill |
ITXC |
9/27/99 |
$12.00 |
ITXC |
45069f109 |
IPO |
Lehman Brothers |
Alteon Websystems |
9/23/99 |
$19.00 |
ATON |
02145a109 |
IPO |
Lehman brothers |
Interspeed |
9/23/99 |
$12.00 |
ISPD |
46070w107 |
IPO |
US bancorp/ Piper Jaffray |
Jore Corp. |
9/22/99 |
$10.00 |
JORE |
480815109 |
IPO |
D.A. Davidson |
STMicroelectonics |
9/16/99 |
$74.63 |
STM |
861991107 |
ADD-ON |
CFSB/ Lehman Brothers |
SFX Entertainment |
8/17/99 |
$41.00 |
SFX |
784178105 |
ADD-ON |
Lehman Brothers |
US Interactive |
8/9/99 |
$10.00 |
USIT |
90334M109 |
IPO |
Lehman Brothers |
Visual Data Corp. |
8/6/99 |
$10.00 |
VDAT |
928428200 |
ADD-ON |
Cruttenden Roth |
Internet Gold |
8/5/99 |
$12.00 |
IGLD |
M56595107 |
IPO |
Lehman Brothers |
VersaTel Telcom International |
7/23/99 |
$10.51 |
VRSA |
925301103 |
IPO |
Lehman Brothers |
TalkCity |
7/19/99 |
$12.00 |
TCTY |
874263106 |
IPO |
Lehman Brothers |
CTC Communications |
7/14/99 |
$17.25 |
CPTL |
126418102 |
ADD-ON |
Lehman Brothers |
China.com |
7/12/99 |
$20.00 |
CHINA |
G2108n109 |
IPO |
Lehman Brothers |
Liquid Audio |
7/8/99 |
$15.00 |
LQID |
53631T102 |
IPO |
Lehman Brothers |
Network Plus |
6/29/99 |
$16.00 |
NPLS |
64122D506 |
IPO |
Goldman Sachs |
Quepasa.com |
6/24/99 |
$13.00 |
PASA |
74833W107 |
IPO |
Cruttenden Roth |
High Speed Access |
6/3/99 |
$13.00 |
HSAC |
42979U102 |
IPO |
Lehman Brothers |
Juno Online Sevices |
5/25/99 |
$13.00 |
JWEB |
482048105 |
IPO |
Salomon Smith Barney |
Ziplink |
5/25/99 |
$14.00 |
ZIPL |
989741103 |
IPO |
Jefferies & Co |
Argosy Education |
3/8/99 |
$14.00 |
ARGY |
40222101 |
IPO |
Salomon Smith Barney |
Corporate Executive Board Co. |
2/22/99 |
$19.00 |
EXBD |
21988R102 |
IPO |
Salomon Smith Barney |
Corinthian Colleges |
2/4/99 |
$18.00 |
COCO |
218868107 |
IPO |
Salomon Smith Barney |
Mede America |
2/1/99 |
$13.00 |
MEDE |
584067102 |
IPO |
Salomon Smith Barney |
Global Crossings |
8/13/98 |
$19.00 |
GBLX |
G3921A100 |
IPO |
Salomon Smith Barney |
Global Vacation Group |
7/31/98 |
$14.00 |
GVG |
37937F106 |
IPO |
Salomon Smith Barney |
Maxtor |
7/30/98 |
$7.00 |
MXTR |
577729205 |
IPO |
Salomon Smith Barney |
National Equipment Services |
7/13/98 |
$13.50 |
NSV |
635847106 |
IPO |
Salomon Smith Barney |
Allegiance Telecom |
6/29/98 |
$15.00 |
ALGX |
01747t102 |
IPO |
Salomon Smith Barney |
Hastings Entertainment |
6/11/98 |
$13.00 |
HAST |
418365102 |
IPO |
Salomon Smith Barney |
Navigant Intl |
6/9/98 |
$9.00 |
FLYR |
63935r108 |
IPO |
Salomon Smith Barney |
Marine Max |
6/3/98 |
$12.50 |
HZO |
567908108 |
IPO |
Salomon Smith Barney |
Resortquest Intl |
5/19/98 |
$11.00 |
RZT |
761183102 |
IPO |
Salomon Smith Barney |
Verio |
5/11/98 |
$23.00 |
VRIO |
923433106 |
IPO |
Salomon Smith Barney |
Hyperion Telecomm |
5/4/98 |
$16.00 |
HYPT |
44914K306 |
IPO |
Salomon Smith Barney |
Amkor Technology |
4/30/98 |
$11.00 |
AMKR |
00199A108 |
IPO |
Salomon Smith Barney |
US Lec |
4/23/98 |
$15.00 |
CLEC |
90331S109 |
IPO |
Salomon Smith Barney |
Correctional Properties |
4/22/98 |
$20.00 |
CPV |
22025E104 |
IPO |
Salomon Smith Barney |
Indigo Aviation |
4/8/98 |
$13.00 |
IAABY |
45567P104 |
IPO |
Salomon Smith Barney |
Horizon Offshore |
4/1/98 |
$13.00 |
HOFF |
44043J105 |
IPO |
Salomon Smith Barney |
Earthshell |
3/23/98 |
$21.00 |
ERTH |
27032B100 |
IPO |
Salomon Smith Barney |
CompX Intl |
3/5/98 |
$20.00 |
CIX |
20563P101 |
IPO |
Salomon Smith Barney |
Assoc Materials |
2/25/98 |
$16.00 |
SIDE |
45709102 |
IPO |
Salomon Smith Barney |
Metronet Comm |
12/3/97 |
$16.23 |
METNF |
59169Y108 |
IPO |
Salomon Smith Barney |
Apex Silver |
11/25/97 |
$11.00 |
SIL |
G04074103 |
IPO |
Salomon Smith Barney |
US Vision |
11/24/97 |
$9.00 |
USVI |
90339M104 |
IPO |
Salomon Smith Barney |
Teligent |
11/20/97 |
$21.50 |
TGNT |
87959Y103 |
IPO |
Merrill Lynch/ SSB |
Novamerica Steel |
10/30/97 |
$14.00 |
TONSF |
669959108 |
IPO |
Salomon Smith Barney |
Metromedia Fiber |
10/28/97 |
$16.00 |
MFNX |
591689104 |
IPO |
Salomon Smith Barney |
MacGray |
10/16/97 |
$11.00 |
TUC |
554153106 |
IPO |
Salomon Smith Barney |
Nextlink Comm |
9/25/97 |
$17.00 |
NXLK |
65333H707 |
IPO |
Salomon Smith Barney |
Box Hill Systems |
9/16/97 |
$15.00 |
BXH |
10316R108 |
IPO |
Salomon Smith Barney |
Qwest Comm Intl |
6/23/97 |
$22.00 |
QWST |
749121109 |
IPO |
Salomon Smith Barney |
Metrika Systems |
6/19/97 |
$15.50 |
MKA |
59159M106 |
IPO |
Salomon Smith Barney |
Supermercados Unimarc |
5/8/97 |
$16.75 |
UNR |
868453101 |
IPO |
Salomon Smith Barney |
Ilex Oncology |
2/19/97 |
$12.00 |
ILXO |
451923106 |
IPO |
Salomon Smith Barney |
Colt Telecom |
12/9/96 |
$18.10 |
COLTY |
196877104 |
IPO |
Morgan Stanley |